Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with clients, service...
Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or assist in mock regulatory examinations and compliance program reviews, which includes preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Conduct a broad scope of work during client reviews of varying complexity...
Title: BDC (Business Development Company) Compliance Officer Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the work...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Portfolio Loan Specialist Duties: Responsible for the detailed analysis of project budgets, documentation review and verification of funds for disbursement. Focus of the construction loan administration process is to assess compliance with the loan documentation and to insure loans are within budget and timeframe for project completion. Assists in administering and monitoring commercial loan portfolios assisting group Managers and lenders in handling loan relati... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist The candidate will administer contracts, modifications, and related contractual documents in accordance with corporate policies and procedures. Prepare contracts and other legal agreements based on provided templates. Route contracts for required signatures, revenue review and compliance; organize and maintain electronic contract files and contract database. Provide summary exceptions based on defined parameters after review of client requests for propos... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist - Marketing Review Duties: Review and edit broad range of marketing/advertising materials to ensure compliance with applicable federal, state and local advertising laws and regulations, and firm guidelines. Be the initial point of contact for review of enterprise marketing materials and act independently in approving use of such materials. Handle complex issues and makes decisions based on broad knowledge, background and experience and can manage inde... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist - Marketing Review Duties: Review and edit broad range of marketing/advertising materials to ensure compliance with applicable federal, state and local advertising laws and regulations, and firm guidelines. Be the initial point of contact for review of enterprise marketing materials and act independently in approving use of such materials. Handle complex issues and makes decisions based on broad knowledge, background and experience and can manage inde... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Portfolio Loan Specialist Duties: Responsible for the detailed analysis of project budgets, documentation review and verification of funds for disbursement. Focus of the construction loan administration process is to assess compliance with the loan documentation and to insure loans are within budget and timeframe for project completion. Assists in administering and monitoring commercial loan portfolios assisting group Managers and lenders in handling loan relati... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager Duties: Manae assigned compliance functions for the Company and supports the development, implementation, and maintenance of a regulatory compliance program through compliance activities across various lines of business, banking offices, and operating departments. Interacts with senior management in assigned areas, developing, revising, and implementing policies and procedures to ensure compliance with applicable laws and regulations. Employs v... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director of Policy, Complex Care Products The candidate will be responsible for ensuring positive policy position for organization related to Complex Care Products including Medicaid Long Term Care, Home and Community Based Services, Dual Special Needs Plans. Will be... responsible for positively positioning organization with national stakeholders and in national forums to further organizational position. Responsible for identification of appropriate research projects which may... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist Paralegal Duties: Provide paralegal support primarily in the areas of: drafting correspondence; discovery and document productions; drafting, reviewing and submitting agency and court filings; preparing and organizing exhibits; and overseeing outside counsel. Apply court and agency rules for deadlines and maintain docket of due dates, deadlines, and other tasks for Litigation and Employment attorneys. Compose and accurately proofread letters and documents. A... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist and Paralegal - Corporate and Securities The candidate will perform a wide range of activities as an integral part of the Corporate and Securities team in t he Legal Department supporting the growth and development of global business, focusing on global subsidiary governance and maintenance matters. Will report directly to the Chief Corporate and Securities Counsel and work under the supervision and direction of the attorney leading the global subsidiary gov... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel **Job Description** The Associate Counsel will provide legal solutions and support for a wide variety of business partners of the company and bank. This position will be responsible for managing, drafting, and negotiating contracts, offering counsel on a variety of legal questions, supporting the handling of litigation, preparing and filing corporate formation documents, and researching unique legal issues impacting the organization. **Essentia... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here