Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the company’s Digital Asset Management team on all aspects of the company’s cryptocurrency and blockchain products and services business. - Advise the Digital Asset Management...
Title Senior Legal Counsel Job Responsibilities The Senior Legal Counsel will be part of the Workplace Investing (WI) legal team at the company, where they will play a pivotal role in advising the defined contribution plan recordkeeping, administration, trust, and institutional...
Title: Associate General Counsel - Wealth Job Responsibilities: The Associate General Counsel will be responsible for providing comprehensive legal guidance to the senior management and business operations of the Wealth Management Division at the company. The role involves advising on a wide...
Title: Counsel Job Responsibilities: - Provide legal coverage for client-facing distribution activities, focusing largely on the . wealth channel and related strategic initiatives. - Advise on regulatory issues relevant to the . client-facing business, including SEC, CFTC, FINRA, and NFA requirements. - Advise on...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Counsel IV The candidate will be the primary attorney providing legal support to the following functions within the company's retail brokerage line of business within WIM: (a) equity, fixed income and spot foreign currency trading; (b) equity and fixed income securities offerings; (c) commodity futures... trading and futures credit risk; (d) listed securities options; (e) market-linked securities... and certificates of deposit;... and (f) securities research. Must have 8+... years of ex... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President, Corporate Counsel The attorney will join a team of five attorneys supporting firm's fixed income. The candidate should have 4+ years of experience with a law firm or an investment management organization. Extensive and sophisticated knowledge of: the Investment Advisers Act of 1940: the Securities Act of 1933; the... Securities Exchange Act of 1934;... Structured Products; and Hedge... Funds is needed. Working knowledge of the following are plus. Extensive legal exper... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
President, Corporate Counsel The candidate will provide counsel and advice to various internal business units, management, and other members of the Law Department on new cross-business, digital and data initiatives. This includes working very closely with the Privacy Law Team as well as other legal subject matter experts as part of a legal working group to provide understandable and actionable advice that enables informed decision-making and drives business outcomes and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities and Corporate Governance Counsel... (Remote) Candidate will: Provide legal advice and counsel to the Board of Directors, Board committees, executive leadership, business and administrative units, and others in all areas of securities regulation and compliance, corporate... governance, and Delaware corporation law, including without limitation: the Securities Act of 1933 and... Securities Exchange Act of 1934... and related rules; The... Nasdaq Stock Market (Nasdaq) Listing Rules... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities and Corporate Governance Counsel... Responsibilities: Provide legal advice and counsel to the Board of Directors, Board committees, executive leadership, business and administrative units, and others in all areas of securities regulation and compliance, corporate... governance, and Delaware corporation law, including without limitation: the Securities Act of 1933 and... Securities Exchange Act of 1934... and related rules; The... Nasdaq Stock Market (Nasdaq) Listing Rules; the S... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney - Securities Transactions The candidate will... be working closely with the firm’s portfolio management and research teams and other business units to provide advice and counseling with respect to investment, corporate restructuring, and bankruptcy-related matters on behalf of Franklin’s registered funds and advisers, private funds, and institutional clients. Reviewing and negotiating investment-related documentation related to debt, equity (venture and private equity)... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Attorney - Securities Transactions read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel (Investments) The candidate will work closely with the investments team on distressed investments and special situations arising from portfolio holdings of equity, taxable fixed income, and municipal securities. Work will include bankruptcies,... out-of-court restructurings, and purchases and sales of securities of distressed companies. Be... part of a team that provides day-to-day legal support to all aspects of Lord Abbett’s investments team. Review, negotiate,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel - Pershing Advisor Solutions Pershing LLC is seeking a Vice President and Senior Counsel for its Pershing Advisor Solutions LLC ("PAS") broker-dealer based in Jersey City, New Jersey. This individual should have a proven track record in counseling investment advisers and broker dealers on issues related to compliance with the Securities and Exchange Act of... 1934 and the Investment Advisers... Act of 1940, as amended,... and the regulations there under. The Vice Pre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Job Description Senior Counsel ( Job Number: 1105682) Description Pershing LLC is seeking a Senior Counsel to support its industry leading global clearing business based in Jersey City, New Jersey. This individual should have solid experience with handling legal matters that arise in connection with (i) . and non . securities clearing and financial services... agreements, mutual fund distribution agreements, and other clearing firm documents; and (ii) solid unders... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here