Title: Associate Counsel Job Responsibilities: - Lead the preparation of SEC regulatory materials, including registration statements, for a diverse and expanding line-up of ETFs, mutual funds, and interval funds. - Support the development and launch of industry-leading ETFs by preparing regulatory documents and...
Lead Counsel, Corporate Job Responsibilities: - Securities Law & Disclosure: -... Provide expert advice on securities law compliance, including 1933... Act and 1934 Act filings... such as Forms 10-K, 10-Q, 8-K, Section 16, S-8, etc. - Lead preparation and review of the...
Corporate Counsel, Governance and Securities Job Responsibilities: - Provide legal support... for the Board of Directors and its committees, including Audit, Compensation, and Nominating & Corporate Governance Committees. This involves preparing, reviewing, and organizing materials, agendas, minutes, and resolutions. - Maintain and update...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Sr. Paralegal - Securities The candidate will be... responsible for assisting attorneys in completing corporate and securities legal matters. Paralegal will... include securing, preparing, drafting, and processing legal documents. Responsibilities include researching, reviewing, and interpreting certain legal documents for validity, content, accuracy, and compliance with applicable regulatory, client and/or firm guidelines. Knowledge and understanding of laws and regulations perta... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Paralegal - Securities Duties: Assisting attorneys... in completing corporate and securities legal matters. Will handle... regulatory filings for the Calvert operating companies and Calvert mutual funds. Paralegal will include securing, preparing, drafting, and processing legal documents related to Calvert’s investment management business. Researching, reviewing, and interpreting certain legal documents for validity, content, accuracy, and compliance with applicable reg... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Paralegal - Securities The candidate will be... responsible for assisting attorneys in completing corporate and securities legal matters. Will handle... regulatory filings for the Calvert operating companies and Calvert mutual funds. Will include securing, preparing, drafting, and processing legal documents related to Calvert s investment management business. Researching, reviewing, and interpreting certain legal documents for validity, content, accuracy, and compliance wit... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Paralegal – Securities Duties: Will be responsible... for assisting attorneys in completing corporate and securities legal matters. Will handle... regulatory filings for the company's operating companies and company's mutual funds. Paralegal will include securing, preparing, drafting, and processing legal documents related to company's investment management business. Responsibilities include researching, reviewing, and interpreting certain legal documents for validity, co... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will work with Legal Department staff on legal support matters for ProFund Advisors, Advisors and affiliated entities, including funds advised by ProFund Advisors and Advisors and future investment companies organized by ProFund Advisors and ProShare Advisors (“Affiliated Fundsâ€). The focus of the role will be to support 40 Act fund activities and will... be largely responsible for owning the registration process, and other legal processes as assigned.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Sr. Paralegal - Securities The candidate will be... responsible for assisting attorneys in completing corporate and securities legal matters. Will handle... regulatory filings for the Calvert operating companies and Calvert mutual funds. Paralegal will include securing, preparing, drafting, and processing legal documents related to Calvert’s investment management business. Will include in researching, reviewing, and interpreting certain legal documents for validity, content, acc... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel, Corporate and Securities The candidate will provide... analysis and legal advice on a wide variety of corporate matters focused on the federal securities laws (including the Securities... Act of 1933, Securities... Exchange Act of 1934,... and Dodd-Frank Act) and New York Stock... Exchange (NYSE) listing standards. Will prepare Exchange Act reports, including 10-K, 10-Q,... 8-K, and proxy statement filings and maintain corporate compliance with SEC, NYSE and other legal requirements... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will report to the Founder and Chief Executive Officer of company and will have overall responsibility for managing the operations of the Legal Department, including developing and enhancing policies and procedures, working with outside counsel to manage company’s trademark portcompany, developing and enhancing standard form agreements and disclosures, addressing legal matters that arise with respect to the day to day business operations of co... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Governance & Securities Director, Assistant General Counsel... The candidate will lead the drafting and filing processes associated with the annual Proxy Statement. Will partner with other subject matter experts throughout Capital One with respect to the annual stockholders meeting, Proxy Statement, securities law filings, transactions, and... regulatory matters. Advise on a broad range of executive compensation and equity administration matters, including Section 16 filings and i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
3 The candidate should have 6-10 years of experience to join the team of attorneys supporting the investment advisory business within Asset Management. Will provide legal counsel on all aspects of the investment advisory business, with a focus on portfolio management, trading, institutional client marketing and sales, product development, investment structuring and operational and regulatory matters. Will report to the Managing Counsel overseeing day-to-day legal aff... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here