matters, ensuring compliance with SEC reporting, NYSE compliance, and... disclosures. - Draft and review SEC filings, including 10-Ks, 10-Qs,... proxy statements, 8-Ks, and Section 16 reports. - Coordinate the review of earnings releases, press releases, presentations, and internal/external communications. - Support public company...
Title: Paralegal - REMOTE Job Responsibilities: The Paralegal position is designed to provide timely and effective legal support for attorneys, internal clients, and members of the Real Estate, Treasury, and Corporate Governance & Securities teams. The role includes managing requests for guidance...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Investment Management Legal Counsel The candidate will provide legal and regulatory support for certain mutual funds managed by company, including its equity index, fundamental index, exchange traded funds and variable annuity mutual fund products. Will report to Vice President and Counsel. Responsible for day-to-day oversight of the SEC registration process, including preparation... and filing of fund registration statements, shareholder reports and other fund regulatory docum... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate will join the legal group of a growing mutual fund and exchange-traded fund services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments,... exchange lis... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Analyst/Paralegal The candidate will assists legal counsel in supporting the Schwab mutual funds and ETFs (exchange-traded funds). Will primarily assist in the creation and on-going maintenance of mutual fund registration statements, including filing and amending the funds’ registration statements, drafting and filing supplements, and various other SEC filings including proxy statements/information... statements. Assist attorneys in support of Fund and investment adviso... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Analyst/Paralegal Duties: Assist attorneys in support of Fund and investment advisor governance functions, including, (i) review and processing of Fund Board meeting materials, preparation of Board resolutions and communications, interfacing with Fund Board Relations business counterparts, preparation and coordination of shareholder meetings, and preparation of legal presentations to the Board; (ii) updates to Form ADV, (iii) updates to 38a-1 compliance program, (iv) f... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Support Manager - Mutual Funds Duties: assists legal counsel in supporting the Schwab mutual funds and exchange-traded funds. Assist in the creation and on-going maintenance of mutual fund registration statements, including filing and amending the funds’ registration statements, drafting and filing supplements, and various other SEC filings including proxy statements/information... statements. Additional responsibilities will include assisting in the review of shareho... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Analyst - Mutual Fund/ETF Regulatory Filings Duties: Assist in the... review of shareholder reports and other regulatory materials. Coordinate activities of outside counsel, fund service providers and other internal company departments. Oversee the processes related to prospectus fulfillment, including the posting of fund regulatory documents on the website. May also involve performing complex legal research and analysis of related data and a level of support to the funds... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel/Broker Dealer Compliance Officer Duties: Provide continuing legal counsel to members of executive management pertaining to broker-dealer regulations and the rules of various exchanges, with a working knowledge of the Securities Exchange Act of 1934. Responding to state or SEC inquiries, examinations, audits or... allegations of sales practice violations as required. Conducting and overseeing the required registration processes and the filing of required regulator... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel - Private Equity (Real Estate and Private Equity) The candidate will structure and negotiate private equity and real estate investment opportunities (including commingled funds, co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and charitable foundations. Will negotiate distribution agreements, engagement letters, side letters and confidentiali... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel Responsibilities: Providing analysis and legal advice on a wide variety of corporate matters focused on the federal securities laws (including the Securities Act of 1933, Securities Exchange Act of 1934, and Dodd-Frank Act) and New York Stock Exchange listing standards; Preparation of Exchange Act reports, including 10-K, 10-Q, 8-K, and proxy statement filings Advising on corporate finance... transactions (including public and private securities offerings) and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Corporate and Securities Counsel The counsel will be responsible for supporting a variety of corporate legal matters with a focus on SEC and public company projects,... general commercial matters, merger and acquisition, and debt financing. Additionally, provide timely transactional expertise to support the organization by delivering creative solutions?supporting the Company’s contractual, pre-litigation, and financing goals in a?fast-paced, performance-driven, custom... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here