securities law matters, including SEC reporting (10-K, 10-Q, 8-K),... proxy statements, and investor communications. - Support capital markets activity including equity and debt offerings, credit facilities, and strategic financing transactions. - Oversee compliance with Nasdaq listing standards and maintain disclosure...
Title: Senior Corporate Paralegal Job Responsibilities: In this role, the Senior Corporate Paralegal will be responsible for a variety of entity management and corporate governance tasks, primarily focusing on overseeing the company's subsidiaries both in the . and internationally. The duties...
Title: Investment Management Governance Attorney, VP Job Responsibilities: - Support a team responsible for managing all aspects of board of director/trustee operations, including coordination and operation of board meetings, and . registered fund disclosure practices. - Collaborate with members of the Legal and...
Title: Associate General Counsel Job Responsibilities: The Associate General Counsel will play a pivotal role in supporting the Wealth Management Division at the company. Reporting directly to the Senior Associate General Counsel, Head of Wealth Legal, this position involves providing comprehensive legal...
and other active and potential legal threats. - Draft and review court filings in concert with outside... counsel. - Negotiate directly with opposing counsel to resolve threats where possible. - Work across multiple groups internally to proactively identify and guard against potential litigat...
Title Legal Affairs Manager Job Responsibilities - Issue spotting and application of federal securities laws impacting all aspects of retail investment advice, including Regulation Best Interest, the Investment Advisers Act, and applicable FINRA rules and state securities regulations. - Conduct legal,...
Title: Associate General Counsel Wealth Job Responsibilities: - Advise senior management and stakeholders on a wide range of legal and compliance issues within the Bank’s full-service wealth management business, which encompasses RIA, Broker Dealer, and Trust offerings and services. - Develop and implement...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel at the company will be an integral part of the Legal Risk Sustainability Compliance (LRSC) Team. This role is dedicated to supporting the company's real estate investment...
Title Director, Data Security Counsel Job Responsibilities - Provide expert legal advice, research, and track global data security legislation, evolving regulations, and enforcement, translating them into clear and actionable guidance. - Partner with Legal, Trust, and other stakeholders to ensure...
Senior - Strategic Partnership Solutions The candidate will work with large-scaled operating partnership tax clients on matters that mean the most to them. Diversify industry experience by working on a plethora of various industries including private equity, healthcare, tech, financial...
Manager - National Federal Tax Services - Strategic Partnership Solutions The candidate will work with large-scaled operating partnership tax clients on matters that mean the most to them. Diversify industry experience by working on a plethora of various industries including...
Title: Director, Corporate & Securities Counsel Job Responsibilities: The Director, Corporate & Securities Counsel at Company will play a pivotal role within the legal team, reporting directly to the Chief Legal Officer. The primary responsibilities encompass a broad range of legal matters...
in Regulatory Administration and Filings, providing clients with legal... guidance on SEC filings such as prospectuses,... proxy... statements, and board minutes. - Implement strategies to monitor regulatory developments and respond accordingly, acting as a legal expert in client-facing situations. -...
Title: Senior Associate, Regulatory Administration/Filings Job Responsibilities: The role of Senior Associate, Regulatory Administration/Filings at the company involves a series of responsibilities aimed at ensuring compliance with regulatory standards and supporting clients in navigating investment law. Key duties include: -...