Title: Vice President Assistant General Counsel Job Responsibilities: As the Vice President Assistant General Counsel, you will be responsible for a comprehensive set of duties that integrate corporate governance, securities compliance, financial collaboration, and sustainability initiatives into the legal framework of the...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Analyst Level I - Associate Development Program The candidate will support the compliance department with the administration and the implementation of the Firm’s compliance systems, policies, and procedures for compliance with all applicable laws and regulations; Assist in required internal and external examinations including, but not limited to, FINRA, SEC and on-site branch audits;... Analyze, identify and evaluate risk from multiple sources, including surveillance... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Analyst The candidate will collaborate with the CCO, senior management, and the members of the compliance team in establishing, implementing and enforcing the compliance program. Translate the Compliance Program into actionable goals where applicable to ensure the goals and priorities as set by the CCO are met. Assist in the supervision of the trading activities, registered representatives and operations while contributing to the culture of compliance. Adhe... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Analyst The candidate will collaborate with the CCO, senior management, and the members of the compliance team in establishing, implementing and enforcing the compliance program; Translate the Compliance Program into actionable goals where applicable to ensure the goals and priorities as set by the CCO are met; Assist in the supervision of the trading activities, registered representatives and operations while contributing to the culture of compliance; Adhe... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
/ Securities Paralegal The candidate will assist with securities law matters and general corporate activities. Will assist with documentation and closing for frequent stock offerings. Assist with the securities and other reporting obligations of a New York Stock Exchange listed company. Assist with preparation for Board meetings and minutes. Maintain subsidiaries including preparing annual meeting minutes, resolutions and officer records. Interface with all levels... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
/ Securities Paralegal The candidate will assist with securities law matters and general corporate activities. Will assist with documentation and closing for frequent stock offerings. Assist with the securities and other reporting obligations of a New York Stock Exchange listed company. Assist with preparation for Board meetings and minutes. Maintain subsidiaries including preparing annual meeting minutes, resolutions and officer records. Interface with all levels... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Global Treasury and Tax Compliance Manager The candidate will be responsible for managing all aspects of the global income tax accounting process including the preparation and review of US and non-US tax provisions, VAT and Sales tax reporting, international income tax balance sheets, quarterly tax rate calculations and assisting with the preparation of the quarterly/annual tax footnote and financial statement disclosures in SEC filings. Will work closely... with the Accounting... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Global Treasury and Tax Compliance Manager The candidate will be responsible for managing all aspects of the global income tax accounting process including, the preparation and review of US and non-US tax provisions, VAT and Sales tax reporting, international income tax balance sheets, quarterly tax rate calculations and assisting with the preparation of the quarterly/annual tax footnote and financial statement disclosures in SEC filings. Will work closely... with the Accountin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Securities, Governance and Transactions The candidate will serve as a functional expert for SEC, NYSE and governance matters.... Will provide advice and legal counsel on an as needed basis as a business unit/functional lawyer on commercial and strategic transactions. Assist in the preparation and filing of the company's SEC filings, including periodic reports,... current reports and registration statements. Lead the drafting and filing of the company's annual proxy state... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel - Finance and Governance The candidate will contribute to legal and business strategy development and lead execution support for stockholder, corporate, finance, governance and related activities. Will plan and support execution of Board protocols and corporate governance practices. Plan and support stockholder meetings, communications, and associated arrangements. Participate in SEC filing preparation including Disclosure... Committee and other disclo... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel - Finance and Governance The candidate will contribute to legal and business strategy development and lead execution support for stockholder, corporate, finance, governance and related activities. Will plan and support execution of Board protocols and corporate governance practices. Plan and support stockholder meetings, communications, and associated arrangements. Participate in SEC filing preparation including Disclosure... Committee and other disclo... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here