Title: Senior Associate, Licensing Acquisition Full Time Job Responsibilities: - Possess working knowledge of state regulatory, exam, and licensing processes, which may include conducting additional research as needed and reviewing work conducted by Associates. - Participate in state money transmission...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
VP, Associate/Deputy General Counsel The candidate will be providing advice on legal, regulatory, and compliance issues related to the structuring, formation, marketing and launching of new venture capital and/or real estate investment funds. Will take an... active and central role in building the compliance program for a new registered investment advisor (“RIA”). Lead... the... legal team’s role in the formation of private fund managers; reviewing and negotiating fund documents; gen... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel, Investment and Investment Advisory The... candidate will provide advice and support with respect to a variety of issues relating to firm’s affiliated, SEC-registered investment advisor. Will report to... the Deputy General Counsel, Investor. Provide general advice and support under the Investment Advisor’s Act of 1940,... the Investment Company Act of 1940,... ERISA and related federal securities laws. Assist in structuring, organizing and maintaining priv... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer Duties: Serves for the Registered Investment Advisor. Oversees the... Registered Investment Advisor (RIA) Compliance... function. Ensures policies and procedures in place to efficiently and effectively comply with all rules and regulations. Responsible for managing the execution and coordination of the RIA compliance program. Provides primary oversight and supervision to the Wealth Management Group's advisory product offering. Developing and maintaining... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Investment Advisor The candidate... should have AUM range: $50 million - $500 million. CPA, JD or CFP (dual credentials preferred) is needed. Should have 5+ years financial planning experience with HNW clients. Must have previous comprehensive, fee-based planning experience. Should have demonstrated level of technical expertise on estate, tax and wealth planning issues. Must have effective presentation, listening, writing and communication skills. Note: Its fee-on... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will support broker-dealer operations you will help accelerate the growth of our newest product, Cash. Will work closely with business and product teams to guide strategy and build for scale. Be the primary legal counsel for broker-dealer, working closely with engineering and business teams to support broker-dealer operations and identify and scope new product opportunities. Provide guidance on regulatory frameworks that apply to products, includ... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel - Private Bank (Real Estate and Private Equity) The candidate will provide primary legal support for the Private Equity and Real Estate business within the Private Bank. Will structure and negotiate private equity and real estate investment opportunities (including commingled funds,... co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and... charitab... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel, Investment and Investment Advisory ... Duties: Report to read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Legal Counsel The candidate will work closely with the General Counsel, Chief Compliance Officer, and Senior Management in providing legal support and advisory services to the Firm and its employees. Will be providing legal advice in a broad range of areas with an emphasis on the laws and regulations that govern a registered investment adviser. Work with... the General Counsel on providing legal advice on a day-to-day basis to both management and employees of the firm on... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel - Wealth Management The candidate will provide advice and counsel on all aspects of the Bank’s Wealth Management Group, with a focus on the Bank’s subsidiary, BancWest Investment Services, a retail broker/dealer... and registered investment adviser. Also may... assist... in other corporate matters such as corporate governance, compliance matters, and various projects supported by the legal department. Provides counsel, guidance, and support to Bank officers and exe... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel, Investment & Investment Advisory ... Duties: Report to Club’s Associate General Counsel, Investment and Investment Advisory and... will assist the Associate General Counsel in supporting the Investor Business, including LC Advisors. Advise on, negotiate and draft documents to support private investments by institutions and high-net worth individuals in private funds, trusts and other private vehicles. Advise on, negotiate and draft partnership, trust and othe... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here