Private Client Advisor II Apply locations... New York time type Full time posted on Posted 30+ Days Ago job requisition id 23020528 Job Description: At Bank of America, we are...
Director, Product Management - Advisor Match Job Responsibilities: The role of... Director, Product Management - Advisor Match involves overall leadership... for high-net-worth investors. The program aims to match these investors with leading investment advisory solutions, including third-party... independent registered advisory (RIA) fir...
Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: The Chief Privacy Officer (CPO) and Senior Vice President, Associate General Counsel at the company is a pivotal leadership role within the legal department, tasked with managing a team of privacy attorneys...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Assistant General Counsel - Private Equity (Real Estate and Private Equity) The candidate will structure and negotiate private equity and real estate investment opportunities (including commingled funds,... co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and... charitable foundations. Will negotiate distribution agreements, engagement letters, side letters and confidentiali... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
SFS Risk Manager for Fund Services and Alternative Investments The candidate will be the interface between the product/front-office and other risk/control groups (., legal, compliance, operations, information security, and technology) to ensure all risks are addressed to fully protect the company. Will provide coverage for the fund services business (fund admin, fund accounting, transfer agency) that services registered funds and the alternative... investment community, such... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
VP, Risk Manager for Fund Services and Alternative Investments The candidate will be the interface between the Product/Front-Office and other Risk/Control Groups (., Legal, Compliance, Operations, Information Security, and Technology) to ensure all risks are addressed to fully protect the firm. Will provide coverage for the Fund Services business (Fund Admin, Fund Accounting, Transfer Agency) that services Registered Funds and the Alternative... Investment community, such as... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel Duties: Reporting to the General Counsel and Associate General Counsel. Responsibilities will include advising on contractual, general corporate, corporate governance, and bank regulatory matters for a privately-held wealth management firm that includes a bank holding company, state and national banks and trust companies, an SEC registered investment advisor, and an... SEC registered broker-dealer. Will also execute... corporate generalist assignments as... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Compliance The candidate will advise the businesses with respect to rules, regulations and regulatory matters relating to the firm’s registered investment advisor and develop... and implement requisite policies and procedures, help to develop and implement surveillance and controls and develop and deliver relevant training. Will have responsibilities relating to the launch of new funds and investment strategies, the review of... marketing materials, regulatory reportin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President - Compliance Officer The candidate will be responsible for managing the compliance programs for the Broker Dealer and Registered Investment Advisor. Administration of... the BD and RIA Compliance Program. Drafting, revising, and implementing all WSP's (Written Supervisory Procedure), compliance manuals, policies and procedures. Maintaining registration requirements for all registered representatives of the broker-dealer.... Monitoring the activities of registered pe... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel - Investment Management / Mutual Funds... The candidate will provide advice on 1940 Act/mutual fund issues relating to Wilmington Trust’s proprietary mutual funds, including board meetings, compliance, agreement negotiation and new products. Iwll provide advice to registered investment advisers (“RIAsâ€) on... new... and existing laws and rules, as well as negotiate client, vendor and intercompany agreements for RIAs. Assist with legal support for Wilmi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel, Vice President The candidate will work as a Senior Counsel and duties include : Analyzing and providing strategic practical advice and counsel with respect to business, compliance and legal risks affecting Segal Marco Advisors’ business as an SEC-registered investment advisor and Segal’s overall... business as a professional services firm; Reviewing, drafting and negotiating complex agreements, including investment manager agreements (mutual fund,... private equity... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Head of Registered Investment Advisor Compliance- Investment... Advisory The candidate will work closely with the management of Park Avenue Securities' Registered Investment Adviser to ensure... ongoing compliance with all applicable regulations. Will support and direct key initiatives and project work designed to maintain and enhance the investment advisory compliance program. Play... a leadership role in the Compliance Department with respect to various aspects of the investment ad... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
In House Securities Attorney The candidate will join Legal/Compliance department. Must have detailed knowledge (4+ years of experience) of securities laws applicable to registered investment advisors, including the... Investment Adviser's Act of 1940... and the Investment Company Act of 1940.... Experience with mutual funds, compliance, broker-dealer issues, and contract negotiation is required.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here