Job Title: Counsel, NYSE Job Responsibilities: - Provide legal and... work regarding SEC and SRO rules, including drafting SRO rules and comment letters to support NYSE rule filings and respond... to SEC proposed rules. - Interact with SEC staff as appropriate, especially duri...
President – . Markets Investment Banking Compliance Advisory Apply remote type On Site locations New York, New York time type Full time posted on Posted 23 Days Ago time left to...
Title: Senior Director, Associate General Counsel – Securities Job Responsibilities: The Senior Director, Associate General Counsel - Securities at the company is responsible for a wide range of duties related to corporate securities and legal compliance. This role involves providing expert legal...
satisfaction of SEC and NYSE compliance and reporting obligations,... including registration statements, proxy statements, and reports on Forms 10-K, 10-Q, and 8-K. - Review and provide input on earnings press releases and other public disclosures. - Support Section 16 reporting and insider...
10-Qs, 8-Ks, Proxy Statements, and Section 16 Reports. - Assist in planning and executing the Annual Meeting of Stockholders. - Work closely with senior leadership and investor relations on disclosure matters and compliance with NYSE, SEC, and corporate law... requirements, including...
Title: Sr. Director, Corporate Counsel - Investment Fund Job Responsibilities: The Sr. Director, Corporate Counsel is a key member of the Legal Risk Sustainability Compliance (LRSC) Team at the company, specifically supporting the company’s real estate investment funds. The role involves: - Advising...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will be part of the Legal Risk Sustainability Compliance (LRSC) Team at the company, serving as the in-house counsel for the company's real estate investment funds....
Title: Counsel, Corporate Governance and Reporting Job Responsibilities: - Serve as an integral partner in preparing for meetings of the Board of Directors and its committees, including preparation of meeting materials, resolutions, minutes, and conducting critical research. - Assist with...