the company's ETF and mutual fund distribution business. - Research... and provide legal advice regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with clients, service providers, and others regarding contract terms and conditions and other information. - Keep...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
HERE ## Associate Counsel **Location:** Portland, ME, United States **Date Posted:** Apr 20, 2023 read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel The candidate will provide regulatory support for 1940 Act mutual funds and trusts including... preparing fund documents and filing with the SEC, preparing board meeting materials, and working on other regulatory matters as directed by senior counsel. Coordinate data collection and review with colleagues, clients, law firms, and other fund service providers. Ensure client deliverables are prepared timely and accurately and assist clients in addressing fund reg... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel (1940 Act Attorney) The candidate will support growth, specializes in the Investment Company Act of 1940. Adept at interacting with management, external counsel and clients. Reviews regulatory filings, including prospectuses, statements of additional information, proxy statements, supplements and fidelity bond filings; prepare mutual fund board materials, including... board books, minutes and other corporate governance documentation. Ensure client deliverables are pre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel (1940 Act Attorney) The candidate will support firm continued growth. Reviews regulatory filings, including prospectuses, statements of additional information, proxy statements, supplements and fidelity bond filings; prepare mutual fund board materials, including... board books, minutes and other corporate governance documentation. Ensure client deliverables are prepared timely and accurately. Ensure client satisfaction and resolve issues. Ensure deliverables are prep... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal (Specialist, Regulatory Administration) The candidate will prepare and coordinate the review of regulatory filings, including prospectuses, statements of additional information, financial statements, supplements and fidelity bond filings; prepare mutual fund board materials, including... board books, minutes and other corporate governance documentation. Ensure deliverables are prepared timely, accurately and in compliance with department and Fund policies and procedur... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager, Regulatory Administration This position will be responsible for coordinating all securities law regulatory support for mutual fund and hedge fund... clients. Supervises paralegal support staff and oversees the coordination of daily fund administration services for clients. Services include: preparation of fund board of director materials and representation of company's at those meetings, preparation and coordination of federal securities laws filings and analysis of in... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel (entry Level) The candidate will prepare and maintain Board materials, record minutes, work with legal support staff to maintain compliance calendars, and project worksheets meeting internal compliance protocols; Set priorities, meet deadlines and handle multiple projects in a fast-paced environment; Prepare regulatory filings; Identify, address and develop strategies to resolve issues relating to federal securities laws as they impact existing and new prod... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Corporate Counsel, Privacy & Cybersecurity ## Job Summary Prudential is looking for a dynamic and highly motivated attorney to join the Data & Privacy Law and Cybersecurity Law teams in a role that will handle a wide range of legal matters related to data, artificial intelligence, cybersecurity and privacy across a global and diverse financial services enterprise. The successful candidate must have strong legal research and writing skills, contract drafting... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist III The candidate will manage a loan pipeline from origination through to settlement and funding in accordance with Bank policies and procedures. Will provide documentation and Bank policy and procedure guidance to all lending areas. Resolves more complex issues relating to closings. Serves as a resource for Loan Specialists I & II. Works independently and handles loans of a more complex nature along with heavily negotiated loan transactions ensuring all docu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist II The candidate will manage a loan pipeline from origination through to closing and funding in accordance with Bank policies and procedures. Will provide documentation and Bank policy and procedure guidance to all lending areas. Conducts searches and performs necessary due diligence. Ensures all applicable loan documentation is uploaded to image repository system. Handles loans that are complex in nature ensuring all documentation are in compliance. Resolves... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here