Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager, the primary responsibilities involve providing tax compliance and consulting services to Investment Management clients. The role includes managing accounts day-to-day by delivering tax consulting services and involving specialists when needed....
Title: Tax Senior - Mutual Funds Job Responsibilities: As a... Tax Senior in the Tax Services Business Tax department, you will be part of an engagement team and utilize your expertise in accounting and taxation to provide tax compliance and...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
SVP, Compliance Director - Funds The candidate will be... for implementation of the mutual fund compliance program to... ensure its regulatory and fiduciary obligations are met. Serve as the Chief Compliance Officer (“CCO”) of company Mutual Funds and the company... Advantage... Funds (the “Funds”). Reports to... the Board of Trustees of the Funds’ and to the company Chief Compliance Officer. Ensure development, enforcement, administration and ongoing maintenance of t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities Act of 1933 and Securities and Exchange Act of 1934. Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds and... closed-end funds for filing with the... . Securities and Exchange Commission (SEC), including... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assessment Manager (Operational Risk Manager) III The candidate will work in partnership with the Lines of Business and Legal Entity Responsible Officers (new role established by revised Legal Entity Policy) from core business lines and staff functions to provide management oversight and governance of legal entities across the company. Will facilitate event-driven resolvability assessments to ensure that the various triggers (new products/services, LE changes including i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Entity Office - LER Analyst - Operational Risk Consultant IV The candidate will report to the Chief Financial Officer (CFO). Will work in partnership with the Lines of Business and Legal Entity Responsible Officers (new role established by revised Legal Entity Policy) from core business lines and staff functions to provide management oversight and governance of legal entities across the company. Help facilitate event-driven resolvability assessments to ensure that the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
SVP, Compliance Director - Funds The candidate will be... for implementation of the mutual fund compliance program to... ensure its regulatory and fiduciary obligations are met. Serve as the Chief Compliance Officer (“CCO”) of company Mutual Funds and the company... Advantage... Funds (the “Funds”). Reports to... the Board of Trustees of the Funds’ and to the company Chief Compliance Officer. Ensure development, enforcement, administration and ongoing maintenance of t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Managing Counsel- Clearing/Broker-Dealer The candidate will manage and negotiate client agreements, focused on fully disclosed clearing agreements, mutual fund distribution agreements, in... addition to performing a legal review of various types of disclosures and communications. Will also be responsible for providing general advice to various business lines on a wide range of matters. Provide business management and associates with thoughtful, comprehensive legal advice and gu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Services Representative The candidate will work with plan participants in several companies to assist with achieving retirement goals. From first time investors just getting started in their 401(k) plan to seasoned financial advisors exercising stock options, ill learn the products and skills needed to assist them all. Working toward the FINRA Series 7 and Series 63 testing and registrations, with the help of a personalized study track, team of trainers, and a dedi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance and Operational Risk Specialist - Mutual Funds and ETFs The... candidate will provide compliance and operational risk oversight of the Investment Products and Platforms (IPP) unit that is part of the Investment Solutions Group within Global Wealth abd Investment Management. Will assist the Compliance and Operational Risk officer team in activities to contribute to the independent compliance and operational risk oversight of Front Line Unit (“FLU”) and Control Functio... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance and Operational Risk Specialist - Mutual Funds and ETFs The... candidate will provide compliance and operational risk oversight of the Investment Products and Platforms (IPP) unit that is part of the Investment Solutions Group within Global Wealth & Investment Management. Assists the Compliance and Operational Risk officer team in activities to contribute to the independent compliance and operational risk oversight of Front Line Unit (“FLU”) and Control Function (“CF... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Administrator 3 The candidate will processes and invoices customer orders in accordance with agreed contracts. Monitors contract and business terms to mitigate company's risk. As a member of Contract Management will assist customers, both internal and external, with license contract interpretation, negotiations and administration of licensing agreements including extensions, new business, invoicing, credit holds, receivable issues and consolidations. Draft and nego... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here