coverage for the . Funds Management business. - Oversee the... creation and management of mutual funds and exchange-traded funds. -... Advise... on regulatory developments and their implementation. - Provide legal support to the company Funds’ Boards of Trustees. - Collaborate with internal teams on...
Title Asset & Wealth Management - Renewable Energy Tax Senior Manager Job Responsibilities - Work as part of a team to solve complex business issues from strategy to execution. - Encourage team participation and invite opinions from all members, ensuring...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Regulatory Reporting Manager Responsibilities: Will act as the central point of contact for the client ensuring all legal and regulatory requirements are met relating to . registered sub-advised mutual funds. Work closely with... portfolio management, sales, client service, legal and compliance to ensure consistency and quality in the delivery of information and reporting to clients, as required by fund boards and regulators. Act as key client contact for all legal and compl... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal Specialist The candidate's functions are primarily related to the SEC registration and disclosure process, including: annual prospectus and registration statement updates; registration of new mutual funds; product modifications to... existing funds, such as: changes in... investment strategies; changes to or additions of subadvisors; adding or deleting share classes; and liquidating or merging mutual funds; proxy solicitations; subadvisor... information... statements; and revi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal Specialist The candidate's functions are primarily related to the SEC registration and disclosure process, including: annual prospectus and registration statement updates; registration of new mutual funds; product modifications to... existing funds, such as: changes in... investment strategies; changes to or additions of subadvisors; adding or deleting share classes; and liquidating or merging mutual funds; proxy solicitations; subadvisor... information... statements; and revi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal Specialist The candidate's functions are primarily related to the SEC registration and disclosure process, including: annual prospectus and registration statement updates; registration of new mutual funds; product modifications to... existing funds, such as: changes in... investment strategies; changes to or additions of subadvisors; adding or deleting share classes; and liquidating or merging mutual funds; proxy solicitations; subadvisor... information... statements; and revi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Sec Processing Senior Manager The candidate will review of mutual fund/regulated investment company (RIC)... annual tax provision packages inclusive of financial statement tax disclosure item, required annual distributions and documentation of compliance with RIC qualification requirements. Will review required RIC sub-chapter M and RIC excise tax distributions. Review calculation of periodic estimates of distributions required under tax law. Review calculation of annual tax in... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
SVP, Compliance Director - Funds The candidate will be... for implementation of the mutual fund compliance program to... ensure its regulatory and fiduciary obligations are met. Serve as the Chief Compliance Officer (“CCOâ€) of company Mutual Funds and the company... Advantage... Funds (the “Fundsâ€). Reports to... the Board of Trustees of the Funds’ and to the company Chief Compliance Officer. Ensure development, enforcement, administration and ongoing maintenance of t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Processing Manager - Tax, AVP Duties: Will review and preparation of . and state tax returns for RICs and associated entities. Review and calculation of annual tax information reporting (Form 1099, etc.) tax character factors. Review and calculation of required RIC sub-chapter M and RIC excise tax distributions. Review and calculation of periodic estimates of distributions required under tax law. Perform data manipulation and analysis related to tax compliance functio... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Primary Responsibilities • Provide legal and regulatory support to Meeder and its subsidiaries, as well as to the Meeder Funds. • Work with senior business... executives on new product development; product distribution and marketing; corporate governance of the Meeder Funds; and transfer agency. • Work... with outside counsel, as needed, in order to resolve complex issues arising under the Investment Advisers Act of 1... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Tech Director, Advisory Consulting Group Duties: Drive sales of life insurance, annuity, mutual fund, and retirement plans... through all distribution channels by providing comprehensive consulting services. Provide consultative sales strategies in tax, legal, and technical areas to all distribution sales channels and internal partners in the areas of business planning, estate planning, qualified plans and IRA and annuity strategies. Speak at firm, broker/dealer and industry... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate will join the legal group of a mutual fund and exchange-traded fund... services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing app... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here