related to sanctions, anti-money laundering (AML), and export controls... that affect the company, including its subsidiaries, strategic initiatives, and potential commercial and philanthropic opportunities. - Provide support to the Global Compliance team on sanctions, AML, and export controls, particularly on regulatory...
Title: VP - Open Finance Compliance Job Responsibilities: - Define and execute the Open Finance compliance strategy for the ., ensuring alignment with applicable . laws and regulations such as BSA/AML, OFAC, GLBA, CFPB Open Banking rule, and state privacy...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Crime Compliance Policy Analyst The candidate will develop Financial Crime related policies and procedures in a consistent and clear manner, following adequate interpretation of applicable rules and regulations. Will support the Financial Crime Compliance Head of Policy and Training on the implementation of policies and procedures, while partnering with business senior management. Support the Financial Crime Compliance Americas Policy and Training team to ensure ad... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Crime Compliance Americas Director of Policies and Procedure The candidate will develop Financial Crime related policies and procedures in a consistent and clear manner, following adequate interpretation of applicable rules and regulations; support the Financial Crime Compliance Head of Policy and Training on the implementation of policies and procedures, while partnering with business senior management; support the Financial Crime Compliance Americas Policy and Tr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager The candidate will support the operation of the Business Unit compliance function under the supervision of the Chief Compliance Officer (CCO). Will work with the CCO and junior compliance specialist to roll out compliance program elements relating to anti-money laundering, anti-corruption, and sanctions including... the global compliance risk assessment (CRA) and monitoring, surveillance and testing tools. Work with business teams to evaluate deal specific co... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
IS COB and Controls Senior Technical Specialist The candidate will work closely with Operation and Technology Risk Management, Compliance, Legal, and local technology teams to identify legal and regulatory obligations emanating from any of the following key legislative areas that impact the delivery of global technology solutions: Bank Secrecy, Data Protection, Information Security, Outsourcing/Third Party Management, Continuity of Business, Anti-Money Laundering, and Techno... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Global Compliance The candidate will be responsible for the day-to-day management and implementation of programatic Compliance matters throughout the firm system. Will assist the Chief Compliance Officer with day-to-day oversight of firm's Compliance Program, including policy maintenance, policy approval requests (conflicts of interest, gifts, etc), policy review and updates. Coordination with global Compliance, Human Resources and Legal, needed for this function.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Global Compliance The candidate will work in support of the Chief Compliance Officer. Will be responsible for the day-to-day management and implementation of programmatic Compliance matters throughout the system. Will assist the Chief Compliance Officer with day-to-day oversight of company's Compliance Program, including policy maintenance, policy approval requests (conflicts of interest, gifts, etc), policy review and updates. Coordination with global Compliance,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Team Leader Duties: Oversee and administer compliance activities for insurance company investment organization in coordination with the corporate compliance framework. Drive all activities related to investment ratings from the National Association of Insurance Commissioners (NAIC) Securities Valuation Office; monitor and influence new SVO initiatives. Oversee monitoring to ensure compliance with insurance regulatory and internal investment limits and guidelines... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
US and Canada Asset Management Chief Anti-Money Laundering Officer The candidate will... responsible for: Managing, coordinating and monitoring the day-to-day operations of the BSA/AML program for company’s . and Canada Asset Management businesses; Providing BSA/AML subject matter expertise to first and second LoD; Managing BSA/AML risks across company’s US and Canada Asset Management businesses; Liaising with Regulatory Exam and Internal Audit teams; Providing transparency... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Deputy US/Canada Asset Management Chief Anti-Money Laundering Officer Duties: Serve as... a Deputy Chief AML Officer for Asset Management division of **Members Only**’s . and Canada Asset Management businesses. Apply strong knowledge of AML regulations to ensure compliance with the Bank Secrecy Act. Provide BSA/AML subject ma... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
IS COB and Controls Senior Technical Specialist The candidate will work closely with Operation and Technology Risk Management, Compliance, Legal, and local technology teams to identify legal and regulatory obligations emanating from any of the following key legislative areas that impact the delivery of global technology solutions: Bank Secrecy, Data Protection, Information Security, Outsourcing/Third Party Management, Continuity of Business, Anti-Money Laundering, and Techno... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here