Title: Senior Associate, ECC Contracts Job Responsibilities: - Apply a fundamental understanding of contract management within the State and Local Government (SLG) domain to provide administrative oversight for a contract portfolio. This includes responsibilities such as reviewing, negotiating, corresponding, documenting, and engaging...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Duties: Conduct internal investigations within the business related to allegations of integrity including allegations of compliance/regulatory/labor and employment violations. Role manages cases of a sensitive and confidential nature of medium to low complexity for the retail finance business. Work with Litigation and firm counsel, internal auditors, Compliance and Ombuds Leaders, Human Resources and other personnel to coordinate investigations, assess risk, det... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Duties: Conducts research in order to interpret new and existing regulations as mandated, including, but not limited to, changes to regulatory requirements and SEC examination focus items. Assists with preparation for and communication with regulatory agencies including, responding to inquiries, maintaining records/ documentation and preparing for audits. Prepares and submits required reporting for regulatory bodies (SEC and state regulators) including... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Duties: Maintaining, managing, and monitoring regulatory compliance programs for multiple Registered Investment Advisors. Conducts research in order to interpret new and existing regulations as mandated, including, changes to regulatory requirements and SEC examination focus items. Assists with preparation for and communication with regulatory agencies including, responding to inquiries, maintaining records/documentation and preparing for audits. Prepa... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Duties: Conducts research in order to interpret new and existing regulations as mandated, including, changes to regulatory requirements and SEC examination focus items. Assists with preparation for and communication with regulatory agencies including, responding to inquiries, maintaining records/documentation and preparing for audits. Prepares and submits required reporting for regulatory bodies (SEC and state regulators) including, Form ADV, 13-F and 13... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist DUTIES: Provides oversight and support for compliance matters, including assistance with development of company-wide policies. Assists Litigation Support Manager with managing entire litigation portfolio, including maintaining the Litigation Report and assistance with all discovery requests. Assists in maintaining a centralized repository of litigation documents, both electronic and paper-copy. Assists with federal and board governance issues as they arise... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Duties: Supporting the Compliance Manager in maintaining, managing and monitoring regulatory compliance programs for multiple Registered Investment Advisors. Conducts research in order to interpret new and existing regulations as mandated, including, changes to regulatory requirements and SEC examination focus items. Assists with preparation for and communication with regulatory agencies including, responding to inquiries, maintaining records/documenta... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager Duties: Maintaining, managing and monitoring regulatory compliance program for Square Capital Management, including assisting with development and launch of new complex financial products, mutual fund and private fund compliance, and analysis and oversight of financial products and offerings. Assists Palmer Square with developing and launching/implementing new financial products and offerings, including but not limited to mutual funds, private funds, int... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate The candidate will be supporting the Compliance Manager in maintaining, managing and monitoring regulatory compliance programs for multiple Registered Investment Advisors. Conducts research in order to interpret new and existing regulations as mandated, including, but not limited to, changes to regulatory requirements and SEC examination focus items. Assists with preparation for and communication with regulatory agencies including, responding to inquir... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate The candidate will be supporting the Compliance Manager in maintaining, managing and monitoring regulatory compliance programs for multiple Registered Investment Advisors. Conducts research in order to interpret new and existing regulations as mandated, including, but not limited to, changes to regulatory requirements and SEC examination focus items. Assists with preparation for and communication with regulatory agencies including, responding to inquir... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Duties: Responsible for supporting Regulatory Counsel in maintaining, managing and monitoring regulatory compliance programs for multiple Registered Investment Advisers. Reviews marketing materials in an editorial capacity and to ensure compliance with regulatory requirements, including adding appropriate disclosures. Assists with conducting, at least annually, a complete and thorough compliance review of each Registered Investment Adviser, including a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here