Title: Legislative Counsel & Policy Advisor, Merchant Issues Job Responsibilities: - Conceptualize, draft, and advise on legislative and regulatory proposals covering a wide range of subject matter areas at the local, state, and federal levels, focusing on policy issues affecting merchant partners,...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Director RM&I Duties: Serve as a Deputy AML / OFAC Officer for Charles Schwab Bank and assist in providing leadership and direction to the firm’s AML department. Act as the primary liaison between the Corporate AML department and the Bank’s business partners. Provide advice and counsel to the Bank’s business leaders on various and complex AML issues by interpreting the current and proposed AML regulations, and by ensuring the respective AML policies and pr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
AML Compliance/Deputy AML Compliance Officer Duties: Assisting with the identification and implementation of effective AML and OFAC program policies and procedures for Charles Schwab’s Investor Services group, applying gap analytics, and fostering the development of mature and continuous improvement processes. will have responsibility for shaping and leading the firm’s AML and OFAC programs encompassing day-to-day program management, the Records Retention requ... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Policy and Controls, Operational Risk Duties: Partner with all business units to ensure timely and accurate review of SEC Fund and Adviser policies. Ensure assessment and adherence to desktop procedures by performing testing as applicable by group for each procedure. Coordinate with all business unit managers to organize testing as applicable. Maintain the annual review process matrix and assist business unit managers with the annual review procedures and signoff... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Policy and Controls, Operational Risk Duties: Partner with all business units to ensure timely and accurate review of SEC Fund and Adviser policies. Ensure assessment and adherence to desktop procedures by performing testing as applicable by group for each procedure. Coordinate with all business unit managers to organize testing as applicable. Maintain the annual review process matrix and assist business unit managers with the annual review procedures and signoff.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
AML Compliance/Deputy AML Compliance Officer Duties: Assisting with the identification and implementation of effective AML and OFAC program policies and procedures for Advisor Services group, applying gap analytics, and fostering the development of mature and continuous improvement processes. Will have responsibility for shaping and leading the firm’s AML and OFAC programs encompassing day-to-day program management, the Records Retention requirements, and the Plan... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
AML Compliance/Deputy AML Compliance Officer Duties: As a direct report to the Vice President of AML and OFAC Strategy and Monitoring/AML Compliance Officer, the Director will: Serve as a Deputy AML / OFAC Officer for Company and assist in providing leadership and direction to the firm’s AML department Act as the primary liaison between the Corporate AML department and Investor Services. Provide advice and counsel to Investor Services’ business leaders on vari... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
AML Compliance/Deputy AML Compliance Officer Duties: As a direct report to the Vice President of AML and OFAC Strategy and Monitoring/AML Compliance Officer, the Director will: Serve as a Deputy AML / OFAC Officer for Charles Schwab & Co and assist in providing leadership and direction to the firm’s AML department Act as the primary liaison between the Corporate AML department and Investor Services. Provide advice and counsel to Investor Services’ business lea... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager - Complex Account Review Team Duties: Performing deep dive analysis of various complex organizational account structures, including, but not limited to, reviewing, researching and evaluating large volumes of documents and presenting assessments and recommendations and/or escalations to senior management regarding the potential risks associated with certain higher risk organizations, such as hedge funds, private equity funds and venture capital funds. Ide... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Legal Counsel - Regulatory Enforcement & Arbitration Duties: Will represent the Company and its subsidiaries in arbitrations, mediations and customer disputes, supervise outside counsel in other arbitration and litigation matters; and participate in the Company's defense in regulatory investigations and enforcement proceedings. Representing the Company in Financial Industry Regulatory Authority (FINRA) arbitrations and/or mediations , including conductin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
#: 114189-en_US Senior Attorney – Government and Industry Relations The candidate will Prepare postion papers Identify appropriate legislative/regulatory opportunities and identify firm legislative and regulatory priorities; Consult with business units regarding political and regulatory implications of existing or new programs (including conscious choice meetings); Consult with business units, attorneys, outside consultants to understand implications for firm Keep sen... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here