Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with clients, service...
Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or assist in mock regulatory examinations and compliance program reviews, which includes preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Conduct a broad scope of work during client reviews of varying complexity...
Title: BDC (Business Development Company) Compliance Officer Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the work...
Title: Legal Counsel 3 (Commercial Americas) Job Responsibilities: - Drive Commercial Success: Structure, draft, and negotiate a diverse portfolio of commercial agreements, including customer credit and card program agreements, technology and partnership contracts, and vendor service agreements. Provide legal support for RFP...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
– Tax Accounting & Reporting Duties: Establish and Maintain Tax Accounting Procedures to ensure compliance with GAAP and IFRS requirements. and direct the tax staff assigned to this activity. Establish and Maintain Tax Reporting Procedures to ensure compliance with GAAP and IFRS monthly, quarterly. and annual Tax Reporting Requirements, including SEC requirements and direct the tax staff assigned to this. activity. Maintain Regulatory Tax Accounting and Reporting... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Tax Accounting and Reporting Responsibilities: Will establish and maintain tax accounting procedures to ensure compliance with GAAP and IFRS requirements and direct the tax staff assigned to this activity. Establish and maintain tax reporting procedures to ensure compliance with GAAP and IFRS monthly, quarterly and annual tax reporting requirements, including SEC requirements and direct the tax staff assigned to this activity. Maintain regulatory tax accounting an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant - Legal Affairs The candidate will coordinate workflow of Legal Affairs team by identifying relevant attorney, managing/clearing any blocking issues, and monitoring key dates. Responsible for the Legal Affairs email inbox: log, distribute, track, and respond to incoming emails. Create, update and maintain team database and track project completion, including following up on dormant assignments. Draft, proofread, format and edit internal and external correspon... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Specialist - Marketing Review Duties: Review and edit broad range of marketing/advertising materials to ensure compliance with applicable federal, state and local advertising laws and regulations, and firm guidelines. Be the initial point of contact for review of enterprise marketing materials and act independently in approving use... of such materials. Handle complex issues and makes decisions based on broad knowledge, background and experience and can manage inde... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Specialist - Marketing Review Duties: Review and edit broad range of marketing/advertising materials to ensure compliance with applicable federal, state and local advertising laws and regulations, and firm guidelines. Be the initial point of contact for review of enterprise marketing materials and act independently in approving use... of such materials. Handle complex issues and makes decisions based on broad knowledge, background and experience and can manage inde... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Loan Specialist III The candidate will manage and administer a portfolio of loans from origination through to settlement and funding in accordance with Bank policies, procedures, and regulatory requirements. Will manage a loan pipeline from origination through to settlement and funding in accordance with Bank policies and procedures. Provide documentation and Bank policy and procedure guidance to all lending areas. Resolve more complex issues relating to closings.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist II - Main Street Lending Team Responsibilities: Working within the portal that has been set up for these types of loans. Managing & tracking all communications with internal and external partners. Manages a loan pipeline from origination through to closing and funding in accordance with Bank policies and procedures. Provides documentation and Bank policy and procedure guidance to all lending areas. Conducts searches and performs necessary due diligence. Ensur... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Loan Specialist II The candidate will manage a loan pipeline from origination through to closing and funding in accordance with Bank policies and procedures. Will provide documentation and Bank policy and procedure guidance to all lending areas. Conducts searches and performs necessary due diligence. Ensures all applicable loan documentation is uploaded to the image repository system. Handles loans that are complex in nature ensuring all documentation are in compl... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities and Corporate Compliance Specialist The candidate will initiate, draft and file forms with the SEC and NASDAQ and with state and foreign corporate registries. Will monitor compliance with SEC and NASDAQ rules, and present and communicate new developments. Assist attorneys in the legal department in the provision of other legal services to company business lines and support functions. Initiate, draft and file Securities Exchange Act forms (Forms 10-K, 10-Q,... 8-K and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and Chief Compliance Officer The candidate will report directly to the Executive Vice President, General Counsel and Secretary. Will be responsible for handling a wide range of compliance matters related to the growth, operation and further development of this dynamic global business. Design, implement, manage, and assess the company's global corporate compliance program and associated policies and procedures in order to promote and reinforce a culture of ethical bu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here