Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the Fidelity Digital Asset Management team regarding all aspects of the company's cryptocurrency and blockchain products and services business. - Advise on the development and...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Lead Regulatory Administrator The candidate will assist fund clients with the preparation of board minutes, the preparation and maintenance of registration statements, and related filings. Registration statements (including a prospectus) are the legal documents that disclose the strategy, risk, fee, and operational details of a fund to investors, as required by federal securities laws, including primarily the Investment Company Act of 1940... and Securities Act of 1933, and reg...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers... Act, Securities Act of... 1933 and Securities and Exchange Act of 1934. Prepare drafts... of regulatory documents for various mutual funds, exchange-traded funds and closed-end funds for filing with the . Securities and Exchange Commission (SEC), including... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel Duties: Will be responsible for handling various legal matters relating to the company's funds, including the Fund Board, focusing in particular on 1940 Act and investment adviser issues. Handles various... legal matters as they relate to thecompany's Funds, including variable insurance products. Drafts, edits, and reviews registration statements on Form N-1A as well as other SEC filings such as proxy statements, Form N-14, Form N-CSR, and Correspondence filings.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel The candidate will report to Director of Legal Administration. Will work directly with fund administration services clients as well as with internal teams throughout the organization. Advise on investment adviser, mutual fund, ETF... and closed-end fund legal matter. Draft and review various mutual fund, ETF and closed-end fund regulatory filings including registration statements on Form N-1A and Form N-2. Prepare and conduct annual shareholder meetings for clien... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel I The candidate will report to ALPS Assistant General Counsel. Will work on investment adviser, mutual fund, ETF... and closed-end fund legal issues. Prepare and oversee various mutual fund, ETF and closed-end fund regulatory filings with the . Securities and Exchange Commission, including registration statements on Form N-1A and Form N-2. Prepare and oversee annual shareholder meetings for clients, including filing proxy statements with the . Securities and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Financial Service Attorney Duties:... Will be responsible for providing advice and counsel on investment adviser, broker-dealer, mutual fund... and alternative investment issues. Responsibilities may include... helping to structure and develop new investment products such as additional... mutual funds, alternative investment products (which may include... closed end funds and/or hedge funds), as well as new channels of distribution such as institutional platforms. Developing new p... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel The candidate will advise on investment adviser, mutual fund, ETF... and closed-end fund legal issues. Will prepare and oversee various mutual fund, ETF and closed-end fund regulatory filings with the . Securities and Exchange Commission, including registration statements on Form N-1A and Form N-2. Prepare and oversee annual shareholder meetings for clients, including filing proxy statements with the . Securities and Exchange Commission. Prepare and review... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Director - Investment Advisory The candidate will... provide investment advisory compliance coverage for... company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Group's fiduciary... policy, and other relevant Group policies.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Lead Legal Counsel The candidate will advise on investment adviser, mutual fund, ETF... and closed-end fund legal matters. Draft and review various mutual fund, ETF and closed-end fund regulatory filings including registration statements on Form N-1A and Form N-2. Prepare board meeting materials for fund boards of directors/trustees and conduct quarterly and special board meetings. Prepare and conduct annual shareholder meetings for clients, including filing proxy statements wi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here