Job Title: 40 Act Attorney Job Responsibilities: The 40 Act... Attorney at the company... duties related to registered investment products, including privately offered... and non-listed real estate investment trusts (REITs). The primary... responsibilities include: - Drafting, reviewing, and maintaining registration statements and related...
funds, registered funds, and related investment vehicles. This includes drafting... and negotiating Limited Partnership Agreements (LPAs), operating agreements, offering memoranda, and side letters. - Collaborate with investment and product teams on... new product launches, assessing legal structure, governance, and regulatory implicat...
Title: Securities Services Attorney - Executive Director Job Responsibilities: - Provide legal advice and support on complex transactional matters, including negotiating agreements for agency securities finance, custody, and fund services with institutional clients. - Collaborate with stakeholders across Securities Services product areas, including...
Title: Regulatory & Compliance Attorney Job Responsibilities: The Regulatory & Compliance Attorney is tasked with overseeing the compliance function within the company. Reporting to the Chief Compliance Officer (CCO), the attorney's responsibilities include ensuring that the company adheres to all regulatory requirements,...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Senior Counsel, Investment Management - Commercial Contracting... Duties: Draft and negotiate various types of commercial agreements relating to A consulting business (such as investment advisory and management agreements,... service agreements and consulting agreements), with a primary emphasis on Consulting business. Serve as a strategic partner with the Investment Consulting business team as... it works to develop new product and service offerings. Demonstrate familiarity with t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Director - Investment Advisory The candidate will... provide investment advisory compliance coverage for... company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Group's fiduciary... policy, and other relevant Group policies.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Director - Investment Advisory The candidate will... provide investment advisory compliance coverage for... company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Group's fiduciary... policy, and other relevant Group policies.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal Duties: Will be responsible for duties related to the Investment Company Act of 1940... (“40 Actâ€) and Investment Adviser’s Act of 1940... (“Advisers Actâ€) in a fast-paced legal department. This position provides paralegal support to the investment management areas of the... legal department. The Paralegal assists in-house counsel with various projects and legal matters related to mutual funds, closed-end funds, and investment advisers. Prepares and/or files... regul... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal Duties: Will be responsible for duties related to the Investment Company Act of 1940... (“40 Actâ€) and Investment Adviser’s Act of 1940... (“Advisers Actâ€) in a fast-paced legal department. Provides paralegal support to the investment management areas of the... legal department. Assists in-house counsel with various projects and legal matters related to mutual funds, closed-end funds, and investment advisers. Prepares and/or files... regulatory forms, reports and reg... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
AVP, Associate Counsel The candidate provides support to other senior attorneys in the Legal Department on wide array of legal issues assigned by and under the supervision of these senior attorneys. Will have an opportunity to work on matters related to the Investment Company Act of 1940... and Investment Adviser Act of 1940,... work with foreign jurisdictions... and Irish domiciled UCITs and general . corporate and securities law matters. Provides legal advice and support to the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel The candidate will provide support to other senior attorneys in the Legal Department on wide array of legal issues assigned by and under the supervision of these senior attorneys. Provides legal advice and support to the Company on a variety of legal matters, including . open and closed-end investment companies, investment advisor, UCITs... and public company regulatory compliance, disclosures and filings. Provides timely and high quality legal services and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal The candidate will be responsible for duties related to the Investment Company Act of 1940... ("40 Act") and Investment Adviser's Act of 1940... ("Advisers Act") in a fast-paced... legal department. Provides paralegal support to the investment management areas of the... legal department. Assists in-house counsel with various projects and legal matters related to mutual funds, closed-end funds, and investment advisers. Prepares and/or files... regulatory... forms, reports and registr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal The candidate will be responsible for duties related to the Investment Company Act of 1940... ("40 Act") and Investment Adviser's Act of 1940... ("Advisers Act") in a fast-paced... legal department. Provides paralegal support to the investment management areas of the... legal department. Assists in-house counsel with various projects and legal matters related to mutual funds, closed-end funds, and investment advisers. Prepares and/or files... regulatory... forms, reports and registr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here