sales-related documents while ensuring compliance with corporate and divisional... policies. - Understand commercial sales aspects such as pricing, delivery, warranty, and payment terms. - Demonstrate foresight in understanding legal terms related to liability issues. - Coordinate government-public contracts at various levels,... including review,...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Lead Compliance Business Auditor Duties:... Assist with the development and training of both existing and new Compliance Business Auditors on their... job duties & responsibilities to meet objectives, and fulfill all job activities as assigned; and perform regular reviews of Compliance Business Auditor staff activities... to provide results to the Compliance Business Manager and to... ensure Compliance processes are consistently followed,... including completing ED PCA Complaint Forms. R... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer The candidate... will be primarily responsible for managing and continuously improving the global ethics and compliance infrastructure. Will build a... compliance culture by establishing policies,... procedures and training initiatives addressing and reducing potential risk areas. Will coordinate general compliance activities of key business... functions in the company including controllers, regulatory, health, safety and environment, human resources, and inte... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager - Western Region... The candidate will be assigned 2 – 5 states within the West region, and will be the state compliance lead for their assigned... states. Identify and analyze legislation, regulations or other state directives potentially impacting the company’s business. Draft cogent Compliance Instructions (CIs) communicating the... impact of new laws/regulations and present CIs to committees comprised of internal operational and business areas. Document and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Specialist - Marketing Review... Duties: Review and edit broad range of marketing/advertising materials to ensure compliance with applicable federal, state... and local advertising laws and regulations, and firm guidelines. Be the initial point of contact for review of enterprise marketing materials and act independently in approving use of such materials. Handle complex issues and makes decisions based on broad knowledge, background and experience and can manage inde... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Analyst- Control Group (Research)... Duties: Focus of the position is to review investment research authored by equity and fixed income research analysts and make a determination if the research can be approved pursuant to applicable . and foreign securities laws, including, where appropriate, suggesting edits to the research so it can be approved. Reviewed includes fixed income and equity call notes, reports and marketing handouts on securities, industri... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist The candidate will be responsible for the acquisition of goods and services in support of business. Will design and manage a procurement process that includes determining needs, selecting suppliers, negotiating the deal, and reviewing quality. Reports to the legal department. Will negotiate commercial terms of contracts for the purchase of goods and services. Anaylze cost, quality, timeliness, business requirements for purchases; balance economic ben... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
State Compliance Manager - West Region... Responsibilities include: Identify and analyze legislation, regulations or other state directives potentially impacting the company’s business. Draft cogent Compliance Instructions (CIs) communicating the... impact of new laws/regulations and present CIs to committees comprised of internal operational and business areas. Document and monitor implementation action plans and escalate significant barriers through management. Provide subject... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Director-Manager - ICG Regulatory... Manages a team of Compliance professionals who coordinate maintenance... of Citi Compliance policies owned by ICG... Compliance; develop and maintain ICG... policies; manage the ICG policy governance process; execute and oversee ICG compliance programs for mandatory absence,... disciplinary actions, Markets Conduct Issue Tracking); and, prepare broker-dealer annual compliance reports. Manage a team... of Regulat... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer-Regulatory Examinations Duties:... Coordinates and provides support for examinations of ICG-US businesses and support functions by US regulatory authorities (ex-banking), including the SEC, FINRA, CFTC, NFA and others. Liaising with agency examiners to coordinate responses to document requests, host meetings with relevant business and function managers, and advise and inform businesses and functions on exam activity. Participating in Global Compliance exam... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Specialist The candidate will... beresponsible for implementing an effective compliance program for the US... Individual Segment, tailored to the unique needs of a customer facing business. Working closely with USI IFP Compliance Officer and USI business... leaders as well as Enterprise Compliance, Legal, Government Affairs, Vendors... and other... stakeholders, will provide Compliance and Regulatory oversight and... support of ongoing operations, work with operational owner... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here