Title: Director, Legal Counsel- Alternative Investment Platforms Job Responsibilities: - Provide legal advice related to strategic and growth initiatives concerning alternative investment platforms. - Draft and negotiate intermediary agreements with third-party alternative investment providers and issuers. - Offer legal guidance...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will be an integral part of the Legal, Risk, Sustainability & Compliance team at the company, focusing primarily on supporting the company's real estate investment funds. The...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Officer The essential function of this role is to Evolve the firm’s compliance program to a fully computerized state; Review and advise on, and create appropriate compliance processes around, new product and service offerings including mutual fund and advisory products and services.; Direct the activities of the firm’s compliance and AML staff and act as liaison with regulatory agencies and internal/external legal staff on compliance and public policy re... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel - Private Bank (Real Estate and Private Equity) The candidate will provide primary legal support for the Private Equity and Real Estate business within the Private Bank. Will structure and negotiate private equity and real estate investment opportunities (including commingled funds, co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and charitab... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer and Assistant/associate/deputy General Counsel The candidate will evolve the firms compliance program to a fully computerized state. Will review and advise on, and create appropriate compliance processes around, new product and service offerings including mutual fund and advisory products and services. Direct the activities of the firms compliance and AML staff and act as liaison with regulatory agencies and internal/external legal staff on complianc... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer The candidate will be responsible for operating and enhancing a compliance program for a self-clearing broker dealer which services on-line self directed clients, provides a custody platform for servicing clients of registered investment advisors, is a clearing broker for independent introducing broker dealers, and maintains alternative trading platforms for peer-to-peer lending sites. In addition the position will advise on and create compliance pro... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer and Assistant / Associate / Deputy General Counsel The candidate will be responsible for operating and enhancing a compliance program for a self-clearing broker dealer which services on-line self directed clients, provides a custody platform for servicing clients of registered investment advisors, is a clearing broker for independent introducing broker dealers, and maintains alternative trading platforms for peer-to-peer lending sites. In addition th... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer The candidate reports directly to the CEO and President of the brokerage firm. Will be responsible for operating and enhancing a compliance program for a self-clearing broker dealer which services on-line self directed clients, provides a custody platform for servicing clients of registered investment advisors, is a clearing broker for independent introducing broker dealers, and maintains alternative trading platforms for peer-to-peer lending sites.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer and Assistant/Associate/Deputy General Counsel The candidate will operate and enhance a compliance program for a self-clearing broker dealer which services online self directed clients. Will provide a custody platform for servicing clients of registered investment advisors, be a clearing broker for independent introducing broker dealers, and maintain alternative trading platforms for peer-to-peer lending sites. Advise on and create compliance program... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer and Assistant/Associate/Deputy General Counsel The candidate will operate and enhance a compliance program for a self-clearing broker dealer which services online self directed clients. Will provide a custody platform for servicing clients of registered investment advisors, be a clearing broker for independent introducing broker dealers, and maintain alternative trading platforms for peer-to-peer lending sites. Advise on and create compliance program... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer The candidate reports directly to the CEO and President of the brokerage firm. Will be responsible for operating and enhancing a compliance program for a self-clearing broker dealer which services on-line self directed clients, provides a custody platform for servicing clients of registered investment advisors, is a clearing broker for independent introducing broker dealers, and maintains alternative trading platforms for peer-to-peer lending sites.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Manager, Senior Counsel - Commercial Bank Legal The candidate working closely with compliance partners, you will help navigate regulations and business goals while providing the highest standards of legal support. Will provide advice and guidance to a broker/dealer subsidiary of a financial holding company on applicable federal laws, rules and regulations as well as FINRA regulations. Will collaborate and... liaise with Compliance effectively; Exceptional judgment and cr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here