Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will join the Legal Risk Sustainability Compliance (LRSC) Team of the company, acting as in-house counsel for the company's real estate investment funds. Key responsibilities include: - Advising...
Title: Manager, Broker-Dealer Compliance Job Responsibilities: - Provide senior compliance oversight for all aspects of **Members Only** Capital Markets (CCM), including trading, reporting, policies, procedures, and training. - Coordinate closely with cross-functional partners in Legal, Operations, Risk, Tax, Finance, and Audit to ensure a...
Title: Private Client Advisor II Job Responsibilities: The Private Client Advisor II is tasked with acquiring new clients, deepening existing client relationships, and expanding both internal and external networks to achieve business development objectives. Key responsibilities include leading the Client Management...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
3 - Investment Banking and Capital Markets The candidate will join the Investment Banking and Securities section of the Law Department. Will join and support a team of attorneys and paralegals responsible for providing legal support in connection with a variety of capital markets and commercial real estate activities, including securities origination activities, market-linked investment products, equity derivatives, private equity investments, renewable energy and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
3-Investment Banking and Securities Section Responsibilities: Review and negotiate disclosure documents, distribution agreements, marketing materials and other documents in connection with securities and other investment product offerings. Review and negotiate purchase agreements, engagement letters, formation documents, conflict waivers, joinder and other agreements in connection with private equity and other commercial finance transactions. Review property/equity... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel, Investment and Investment Advisory The candidate will provide advice and support with respect to a variety of issues relating to firm’s affiliated, SEC-registered investment advisor. Will report to the Deputy General Counsel, Investor. Provide general advice and support under the Investment Advisor’s Act of 1940, the Investment Company Act of 1940, ERISA and related federal securities laws. Assist in structuring, organizing and maintaining priv... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will build trusted relationships/integrate with firm’s sales, capital markets, operations, finance, and reporting teams. Will advise on a wide variety of commercial arrangements, including drafting and negotiating agreements governing firm’s investor relationships and structured finance transactions. Serve as legal lead for securities offerings, preparation of disclosure documents, leveraged finance arrangements, international transactions... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
II Responsibilities: Review and negotiate disclosure documents, distribution agreements, marketing materials and other documents in connection with securities and other investment product offerings. Review and negotiate purchase agreements, engagement letters, formation documents, conflict waivers, joinder and other agreements in connection with private equity and other commercial finance transactions. Review property/equity transfer documents and other documents i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Paralegal The candidate will negotiate and support the Procurement team in negotiating the firm's Information Protection Addendum (IPA) and obtain appropriate input from Privacy, InfoSec and the OGC. Will work with Contract Administration/Procurement to support contractual reviews for new and existing vendors. Measure and monitor progress of TPRM activities, including evolving the program in accordance with industry practices. Should have a four-year degree... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Corporate Paralegal The candidate should be experienced in: IPO and public company matters, including registration statement numerical backup spreadsheets, beneficial ownership tables, Section 16 reporting, Rule 144 and legend removal letters, transfer agent onboarding, stock exchange applications, FINRA filings, selling stockholder matters,... closing documents, closing volumes and board resolutions and minutes. Must have 5+ years of corporate and transactional experien... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Vice President, Legal Arbitration The candidate will manage the Company's legal representation in regulatory and arbitration matters. Reports to the Associate General Counsel, Regulatory Enforcement and Arbitration and is responsible for representing the Company and its subsidiaries in arbitration cases and regulatory investigations and enforcement proceedings nationwide, as well as supervising outside counsel in arbitration and litigation matters. Responsibilities i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel The candidate will report to and support the General Counsel in all aspects of the company's corporate and international legal functions, including securities, compliance, governance, compensation, treasury, tax, employment and real estate matters as well as M&A transactions, complex and routine financing transactions and litigation. Will act as the second-in-command on corporate and compliance issues. . degree and current Bar admission required.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Litigation Attorney Duties: This attorney will serve primarily in the Employee Transition Practice Group, advising on legal issues arising from the movement of Schwab brokers to competing firms. This work will include enhancing and implementing internal processes and procedures related to employee departures, counseling on specific employee departures, and initiating legal action to enforce restrictive covenants. This attorney will commence expedited court proceedi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here