Title: Assistant General Counsel Job Responsibilities: - Handle lawsuits, arbitrations, and pre-litigation matters on behalf of the company and its affiliates. - Collaborate with outside counsel on litigation strategy and tactics. - Manage outside counsel in securities regulatory enforcement matters. - Oversee discovery processes, including...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
And Compliance Attorney Job Candidate must be able to assist with all aspects of legal services in corporate governance, general corporate and securities law, including Sarbanes-Oxley; SEC and public-company financial reporting. You must be able to provide strategic legal and business planning advice, including mergers, reverse mergers, initial public offerings, acquisitions, divestitures, securities, capital transactions and strategic investments. Must have knowl... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel, Asset Management and Corporate Affairs Duties: Will be responsible for overseeing all aspects of the Firm’s overall legal and compliance program and internal controls as they relate to the asset management and investment advisory services offered and sponsored by the Firm. Will work closely with senior business management, marketing, operations, sales support, supervision, regulators, and internal and external auditors as needed. Additionally, will... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel III - Enforcement The candidate will provide legal advice to company's lines of business, as well to the Compliance, Ethics and Audit Departments, in the context of regulatory examinations and other informal inquiries. May be assigned particular business areas as primary areas of focus. Will manage and handle complex government enforcement investigations and proceedings brought by federal, state and local agencies and regulators across all lines of business, i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel III - Enforcement The candidate will provide legal advice to company's lines of business, as well to the Compliance, Ethics and Audit Departments, in the context of regulatory examinations and other informal inquiries. May be assigned particular business areas as primary areas of focus. Will manage and handle complex government enforcement investigations and proceedings brought by federal, state and local agencies and regulators across all lines of business, i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel - Private Bank (Real Estate and Private Equity) The candidate will provide primary legal support for the Private Equity and Real Estate business within the Private Bank. Will structure and negotiate private equity and real estate investment opportunities (including commingled funds, co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and charitab... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
The candidate will support the Investment Management business, providing legal advice and consultation on a variety of issues. Major Responsibilities: Registered open- and closed-end funds, including; Registration work; Review of shareholder reports; Preparation of Board materials; Negotiation of service agreements; Advertising review; Special projects (., proxy statements, reorganization, etc.); Litigation oversight; Portfolio investments (private placements, de... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel - Investment Advisory The candidate will manage the drafting, updating, filing, delivery and maintenance of firm’s Form ADV disclosure brochures. Must have thorough understanding of investment advisory fiduciary responsibilities and appropriate disclosure of conflicts of interest. Recommend new disclosures as appropriate and coordinate with business units to facilitate updates to Form ADV as required. Identify risks and conflicts of interest related to... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Data Governance Analyst The candidate will assist the VP, EDG with capturing all changes related to data from the business and IT while ensuring the appropriate data governance controls are implemented with the respective change. Includes deploying requests, tracking responses, assessing changes, writing requirements, delivering requirements, following up to ensure requirements are met and delivered. Responsible for updating and storing documentation related to da... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Duties: Handle allegations of market manipulation, partnering with the team’s investigators to prepare for on-the-record testimony. Drafting settlement documents, negotiating with a firm’s counsel over potential rule violations or appropriate sanctions. Will have already analyzed the evidence to determine if there is an appropriate basis to bring enforcement actions alleging exchange rule violations. Will have also identified and reviewed applicable prece... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Crowdfunding The candidate, under the direction of the Assistant General Counsel, Commercial and Marketing, will play an immediate and direct role in the crowdfunding activities, partnering with various internal stakeholders and advising the company on pertinent regulatory requirements and best practices as we consider opportunities for growth. Will oversee and execute on day-to-day work such as drafting issuer offering materials and reviewing complex M&A ag... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here