Title: Senior Counsel--Corporate and Commercial Banking Job Responsibilities: The Senior Counsel will be responsible for providing comprehensive legal guidance and support within the Corporate and Commercial Banking Group, a unit within the Business & Finance Legal Group. Key duties include: - Offering legal...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Analyst, Customer Complaints The candidate will partner with Compliance, Supervision, Legal, and Operations resources to ensure proper handling of complaints, including investigations and any required filings. Document receipt and resolve customer complaints in a timely manner. Work with advisors and supervisors to gather information as part of the complaint investigation and documentation required for the complaint file. Work with customers to gather additional i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Analyst Responsibilities: Will prepare securities filings for variable life and variable annuity products. Regulatory examination support (SEC, FINRA). Contract review for broker... dealer systems. Review of selling agreements. Support various tasks with respect to fixed and variable products. Provide support for Investment Products and Securities Regulation Team attorneys and work with other Regulatory Analysts as assigned. Preparation of periodic compliance reporti... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Analyst The candidate responsibilities will include: Prepare securities filings for variable life and variable annuity products; Regulatory examination support (SEC, FINRA); Contract review for broker... dealer and variable insurance separate accounts; Support various tasks with respect to fixed and variable products; Provide support for Investment Products and Securities Regulation Team attorneys and work with other Regulatory Analysts as assigned; Support tasks ass... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel - Private Equity (Real Estate and Private Equity) The candidate will structure and negotiate private equity and real estate investment opportunities (including commingled funds, co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and charitable foundations. Will negotiate distribution agreements, engagement letters, side letters and confidentiali... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Crowdfunding The candidate, under the direction of the Assistant General Counsel, Commercial and Marketing, will play an immediate and direct role in the crowdfunding activities, partnering with various internal stakeholders and advising the company on pertinent regulatory requirements and best practices as we consider opportunities for growth. Will oversee and execute on day-to-day work such as drafting issuer offering materials and reviewing complex M&A ag... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist Responsibilities: Assists with monitoring and review activities to detect compliance problems and with documentation. Assists in gathering information requested by regulatory agencies. Perform independent testing, monitoring, reporting and oversight activities as defined by the Compliance Program, including identification and recommendations related to implementation, maintenance, and ongoing enhancements. Maintain a proficient knowledge of applicable r... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director AML & Op Controls The candidate will develop and maintain a thorough understanding of AML rules and regulations promulgated by the SEC, FINRA, USA Patriot Act, Bank... Secrecy Act and OFAC. Monitor and surveil transactions from an AML perspective with appropriate review and resolution. Handle Fincen inquiries and resolutions. SAR research and reporting. Develop understanding of firm back office operations (including new accounts, ACATs, cashiering) in order to provide... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Analyst The candidate will prepare securities filings for variable life and variable annuity products; Regulatory examination support (SEC, FINRA); Contract review for broker... dealer and variable insurance separate accounts; Support various tasks with respect to fixed and variable products; Provide support for Investment Products and Securities Regulation Team attorneys and work with other Regulatory Analysts as assigned; Support tasks associated with variable prod... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Analyst The candidate will handle duties that include: Prepare securities filings for variable life and variable annuity products; Regulatory examination support (SEC, FINRA); Contract review for broker... dealer and variable insurance separate accounts; Support various tasks with respect to fixed and variable products; Provide support for Investment Products and Securities Regulation Team attorneys and work with other Regulatory Analysts as assigned; Support tasks a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Analyst Responsibilities: Provide support for Investment Products and Securities Regulation Team attorneys and work with other Regulatory Analysts as assigned. Prepare securities filings for variable life and variable annuity products. Regulatory examination support (SEC, FINRA). Contract review for broker... dealer and variable insurance separate accounts. Support various tasks with respect to fixed and variable products. Support tasks associated with variable produ... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here