Title: Investment Management Attorney Job Responsibilities: The Investment Management Attorney will be engaged in a variety of legal and regulatory matters to support the Funds and Hartford Funds’ other business lines. Key responsibilities include: - Supporting the Funds’ Boards of Directors/Trustees by coordinating...
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Compliance Officer The candidate will report to the Chairman of the Compliance Committee of the Board of Directors for the Funds. Will manage an organization consisting of approximately six compliance professionals and will be responsible for all aspects of the Funds' Rule 38a-1 compliance program and the Funds' advisers' Rule 206(4)-7 compliance programs to ensure compliance with existing laws and regulations. Responsible for compliance oversight of company's 529 busi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer - Mutual Funds and Investment Advisers Duties: Will report to the Chairman of the Compliance Committee of the Board of Directors for the Funds. Will manage an organization consisting of approximately six compliance professionals and will be responsible for all aspects of the Funds' Rule 38a-1 compliance program and the Funds' advisers' Rule 206(4)-7 compliance programs to ensure compliance with existing laws and regulations. The CCO will also be resp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Advisor Compliance Duties: Oversight of the Funds' advisers' Rule 206(4)-7 compliance programs to ensure compliance with existing laws and regulations and to assist in responding to audits, examinations and similar regulatory inquiries related to the Funds and its advisers. Report to the Vice President, CCO of the Funds and Advisers within the company's Enterprise Compliance organization. Manage one other employee and will be a senior member of the Fund... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Advisor Compliance Duties: Oversight of the Funds' advisers' Rule 206(4)-7 compliance programs to ensure compliance with existing laws and regulations and to assist in responding to audits, examinations and similar regulatory inquiries related to the Funds and its advisers. Report to the Vice President, CCO of the Funds and Advisers within the company's Enterprise Compliance organization. Manage one other employee and will be a senior member of the Fund... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager Duties: Primarily responsible for the day-to-day implementation of the compliance program of the Funds’ adviser, including ongoing monitoring of compliance requirements, risk assessment analysis, testing, forensic analysis and corporate directives that impact the compliance program. Manage a team of two compliance professionals. Provide compliance oversight with respect to sub-advisers, including both initial and ongoing due diligence. Develop thorough... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
RoleThe Counsel - RPS, provides legal support to the read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel Candidate will provide legal advice and counsel to Corporate and subsidiary management of company's primarily in the areas of securities law compliance, corporate law, corporate governance, finance and treasury matters and tax. Provide advice and counsel relating to compliance with federal and state securities laws... and regulations and NYSE rules. Provide advice and counsel in connection with the Company’s public disclosure obligations and communic... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Responsibilities: Will work Under the direction of the law department attorneys. Will provide paralegal services to the company and its operating subsidiaries. Prepare corporate state and local filings, including qualifications, formations, mergers, withdrawals, fictitious name, trademark registrations and annual reports including research and completion of forms. Update and maintain corporate subsidiary governance software. Manage and prepare Legal Opinion Letters... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel The candidate will provide legal services to company and company and, from time to time, other subsidiaries of company. Provide legal advice and representation to the company’s utilities and energy services businesses in a wide variety of state and federal regulatory matters, including before... the Pennsylvania Public Utility Commission, the Federal Energy Regulatory Commission and... other applicable regulators. Prepare regulatory filings in coordination with... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
of Legal The candidate will manage the legal and governmental affairs functions for firm's North America including the management of personnel in these areas. Will establish standard contract provisions, policies and procedures. Draft, negotiate, review and interpret agreements covering the scope of corporate and commercial activities. Advise internal teams on legal issues and risks and company policy. Collaborate with outside counsel on matters. Support corporate gover... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here