Title: Senior Counsel - Securities Job Responsibilities: - Provide legal advice to clients on complex matters, combining knowledge of legal specialties with business acumen and understanding of business goals. - Resolve legal issues and offer proactive, business-savvy legal advice and counsel. - Manage complex...
Title: Associate General Counsel, Data and Emerging Technologies Job Responsibilities: The Associate General Counsel for Data and Emerging Technologies is tasked with providing legal and strategic guidance on initiatives involving data use, privacy, and advanced technologies such as artificial...
Advise the company on federal and state securities laws,... including the Securities Act of 1933, the Securities Exchange Act of 1934, and other relevant regulations such as Sarbanes-Oxley, Dodd-Frank, Regulation FD, and the JOBS Act. - Hold primary responsibility for the...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
of Compliance Policies & Procedures/Education & Training Duties: Policies & Procedures: through oversight and development of an expansive compendium of organizational policies, standard operating procedures (“SOPsâ€), and process workflows, ensuring compliant and consistent documentation with operational support and partnership; and, Education & Training: through oversight and development of a proactive, focused approach to compliance- and ethics-based training... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Editor Consumer/Supply Chain The candidate will develop ideas for commercial law content that is of national significance as well as state-specific legal issues to be published as part of online services. Write and edit law resources, including standard form documents, practice guidance notes and checklists in accordance with writing style. Write and edit content for companion magazine, The Journal. Establish and maintain relationships with external law firm con... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel Duties: Legal review of advertising materials (all media) for various issues, including: false advertising, copyright issues, trademark issues, right of privacy/publicity, compliance with Federal Trade Commission regulations, compliance... with Children’s Advertising Review Unit (CARU) and other industry-specific guidelines and regulations, compliance with State laws, compliance with individual client dictates/agreements, etc. Review claim substantiation (surv... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Markets Counsel III The candidate will provide legal services to the institutional and international derivatives and fixed income trading businesses of the Bank and its affiliates. Will also support sales and trading desks on matters involving the Commodity Exchange Act and other domestic and international laws pertaining to traded products and to exchange trading, clearing, margining, reporting and other requirements of financial reform initiatives. Active State Bar... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager, Regulation Duties: Manages the regulatory program for a swap execution facility (SEF) registered with the Commodity Futures Trading Commission. Supervise the SEF’s self-regulatory... program with respect to: Trade practice surveillance; market surveillance;... real-time market monitoring; compliance with audit trail requirements; enforcement and disciplinary proceedings; audits, examinations and other regulatory responsibilities with respect to members and market partic... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Markets Counsel III - Institutional Derivatives The candidate will provide legal services to the institutional and international derivatives and fixed income trading businesses of the Bank and its affiliates. Will support the company's sales and trading desks on matters involving the Commodity Exchange Act and other domestic and international laws pertaining to traded products and to exchange trading, clearing, margining, reporting and other requirements of financial... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel Duties: Perform a combination of the following functions. Particular day-to-day functions may vary among certain of the following functions depending upon priorities at that time. Provide legal support to CFE and SEF staff, including providing interpretations to CFE and SEF rules and guidance regarding applicable law and regulation relating to CFE’s functions as a futures exchange and relating to SEF’s functions as a swap execution facility, each as... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Compliance Associate Director Responsibilities: Advise clients on compliance with the Commodities Exchange Act (CEA), Commodities Futures Trading Commission (CFTC) rules, National Futures... Association (NFA) rules, and other applicable regulatory directives. Advise on and review firm disclosure documents, and marketing and advertising materials for compliance with CFTC/NFA regulatory requirements. Assist with Firm, Principal and Associated Person registration and fi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney Duties: The candidate will work with Exchange staff to draft Exchange rules and to draft rule filings to the Securities and Exchange Commission to explain the purpose... and basis of those rules. Will provide legal assistance to Exchange staff, including providing interpretations to Exchange rules and guidance regarding federal securities laws. Will also... be expected to handle a number of other general corporate legal matters related to securities and futures trading an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
C2 Alaska, LLC Chicago, IL The Paralegal II Journeyman Division of Enforcement shall provide legal research and litigation support to the Securities and Exchange Commission (SEC), Division of Enforcement.... The SEC’s Division of Enforcement utilizes a variety of data that contain current, historical, and future information about sensitive public company data, mutual fund data, and trade/quote data summary... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here