Job Title: Senior Counsel Corporate Secretary Job Responsibilities: The Senior Counsel... governance, securities law, and corporate matters. Key responsibilities include... leading legal projects, advising on regulatory filings, and supporting internal stakeholders with legal compliance and governance initiatives. The role involves: - Leading...
Manager - Banking & Capital Markets Job Responsibilities: As... a Tax Manager within the Financial Services arm of the Business Tax Services group, the primary responsibilities include: - Providing federal tax consulting and compliance services to clients in the banking...
Job Title: Senior Counsel, Corporate and Securities Job Responsibilities: The Senior... Counsel, Corporate and Securities, will support... and functions of the Corporate Secretary’s office at the... functions and businesses. Key responsibilities include: - Developing and providing advice regarding securities law disclosure and complia......
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Managing Counsel The candidate will report to the in-house lawyer with principal responsibility for covering the company's capital markets firm. Will negotiate,... draft and review offering and related documents such as prospectuses, offering memoranda, registration statements, underwriting/purchase agreements, dealer agreements, term sheets, sales agency financing agreements, opinions and comfort letters, commercial paper dealer agreements and CD brokerage and selling group ag... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel- Municipal Securities The candidate will provide... transactional and regulatory advice and documentary assistance to bankers, traders and salespeople in the company’s Municipal Securities Division (MSD). Provide advice... on matters arising from municipal securities offerings, secondary market trading... of municipal securities, reinvest products, derivatives, tender... option bond programs and loans. Will be expected to be familiar with, or learn, applicabl... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Analyst - Research Clearance and Control Group The candidate will review investment research authored by company's equity and fixed income research analysts and make a determination if the research can be approved pursuant to applicable US and foreign securities laws, including, where appropriate,... suggesting edits to the research so it can be approved. The research to be reviewed includes fixed income and equity call notes, reports and marketing handouts on... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Transaction Manager Duties: Will be responsible for reviewing highly complex specialized deals transactions/structures aligned to a business or multiple product segment from initiation through closing. Key liaison with outside counsel and in conjunction with client and business development may drive and take lead in negotiation of the terms of the structure. Serves as primary contact with internal and external parties on new and existing transactions and deal document... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Officer The candidate will have strong working knowledge of fixed income products, securities, and derivatives. Primary responsibilities... include providing day-to-day Compliance advice relating to Government bond auctions, trading, suitability, new products, sales practices and guidance on fixed income regulatory rules/laws. Will provide guidance on rules and regulations relating to trading, sales practices, information barriers, trade reporting, and Dodd-Fr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel - Private Bank (Real Estate and Private Equity) The candidate will provide primary legal support for the Private Equity and Real Estate business within the Private Bank. Will structure and negotiate private equity and real estate investment opportunities (including commingled funds, co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and charitab... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer - Markets Regulatory Implementation The candidate... will report to the Compliance Director, Markets Regulatory Implementation. Will primarily... work with the Director to identify, develop and implement policies and procedures, processes, and controls pursuant to new laws, regulations, rules, and interpretations or guidance issued by US market regulators including the SEC and CFTC; FINRA, NFA, and other SROs; and international regulators as applicable. Will als... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer - Equities The candidate will serve as an Equity Compliance Officer within company's Institutional Client Group (ICG), supporting Sales and Trading and general operations in Exchange Traded Derivatives (ETD), Futures, Cleared OTC, SEFs, FCM Financial Requirements, LSOC, and DCO Operations. Primary responsibilities include providing day-to-day Compliance advice relating to trading, sales practices, operations, financial requirements, position limits,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Officer The candidate will provide guidance on rules and regulations relating to trading, sales practices, information barriers, trade reporting, and Dodd-Frank compliance as well as, provide transactional approvals and interpretation of internal compliance policies. Draft compliance policies and procedures Assist with regulatory inquiries and/or examinations. May include coordination with Regulators including, FINRA, SEC, OCC, Federal Reserve, and CFTC. Collabora... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer - Research Clearance and Control Group The candidate will review investment research authored by company's equity and fixed income research analysts and make a determination if the research can be approved pursuant to applicable US and foreign securities laws, including, where appropriate,... suggesting edits to the research so it can be approved. The research to be reviewed includes fixed income and equity call notes, reports and marketing handouts on securi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here