legal counsel on general corporate, litigation, regulatory, and compliance... matters. - Lead and mentor legal team members across various functional areas, including transactions, financing, disputes and claims, employment, insurance, and records management. - Partner with the Chief Legal Officer (CLO) and executive...
Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with clients, service...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Senior Director, Legal - Corporate Governance, Securities, M&a and... Tax The candidate will assist with strategic and operational support for the office of the General Counsel. Will provide counsel in the areas of corporate governance and policies, M&A,... securities and tax. Support of the company's tax, treasury, and finance activities, as well as M&A, equity investments, debt vehicles, including private equity issues and corporate disclosures. Oversee corporate governance... for... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal (Specialist, Regulatory Administration) The candidate will prepare and coordinate the review of regulatory filings, including prospectuses, statements of additional information, financial statements, supplements and fidelity bond filings; prepare mutual fund board materials, including board books, minutes and other corporate governance documentation. Ensure deliverables... are prepared timely, accurately and in compliance with department and Fund policies and procedur... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel (1940 Act Attorney) The candidate will support firm continued growth. Reviews regulatory filings, including prospectuses, statements of additional information, proxy statements, supplements and fidelity bond filings; prepare mutual fund board materials, including board books, minutes and other corporate governance documentation. Ensure client... deliverables are prepared timely and accurately. Ensure client satisfaction and resolve issues. Ensure deliverables are prep... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel (1940 Act Attorney) The candidate will support growth, specializes in the Investment Company Act of 1940. Adept at interacting with management, external counsel and clients. Reviews regulatory filings, including prospectuses, statements of additional information, proxy statements, supplements and fidelity bond filings; prepare mutual fund board materials, including board books, minutes and other corporate governance documentation. Ensure client... deliverables are pre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Assistant Duties: Provide support to our Corporate Counsel and Finance Department... in the following areas: contract drafting and review; contract database management including template creation and maintenance; corporate compliance; corporate governance; shareholder... communication and transactions, research and special projects. Provide transaction support related to the company’s mergers and acquisitions activity and tax filing support. Assist in the development and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Paralegal Duties: Provide... support to our Corporate Counsel and Finance Department... in the following areas: contract drafting and review; contract database management including template creation and maintenance; corporate compliance; corporate governance; shareholder... communication and transactions, research and special projects. Provide transaction support related to the companys mergers and acquisitions activity and tax filing support. Assist in the development an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Paralegal The candidate will... assist the read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Analyst – Compliance Office The candidate will work in the corporate compliance and ethics field... as part of a publicly-traded diversified energy company. Will be an integral member of a team utilizing global best practices to support a nationally-recognized corporate governance, compliance and ethics... program. Provide analytical and business support, as well as have responsibility for developing and implementing program initiatives. Responsibilities will include lead... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Legal Editor/Attorney (Capital Markets and Securities) The candidate will be researching and writing on legal topics to create attorney-specific resources for the Capital Markets and Corporate Governance Service. Will be... conducting all aspects of venture capital and startup financings including seed, bridge, crowdfunding, Regulation A and Series A/B/C/D financings, preferably representing the issuer. The unique array of legal issues facing startup companies and growin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Corporate Counsel - Legal Affairs... Duties: Work assisting the General Counsel and other supervising attorneys. Provide certain categories of legal services to members; in particular, performing legal research; reviewing and drafting contracts and leases; and reviewing and drafting corporate governance documents and related... regulatory filings. Responsibilities also include providing advice to managers throughout regarding legal and regulatory considerations in patien... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here