Title: Counsel-Trading & Regulatory Derivatives and Financial Products Job Responsibilities: The role of Counsel in Trading & Regulatory Derivatives and Financial Products involves a variety of responsibilities centered around legal and regulatory aspects of trading activities. The key responsibilities include: - Documentation...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Control Group Client Manager The candidate will be assigned coverage for non-securities lines of business within the company Wholesale Bank in support of its Information Barrier and Personal Investing standards. In this regard, the successful candidate should possess an understanding of MNPI and information barriers in the context of commercial lending and financing transactions as well as in the broker-dealer/ securities context. Initial responsibilities will incl... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Crimes Manager III, AML Line of Business Coverage The candidate will assist in the management of AML Line of Business (LOB) coverage team. Will report directly to the AML LOB Coverage Lead and partner with the Wholesale Banking lines of businesses, WFCRC and Enterprise Financial Crimes Risk and Compliance to develop, implement and enforce the Wholesale AML program and ensure compliance with all applicable laws, regulations and applicable corporate policies. Assist... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Consultant 5 - Vice President The candidate duties and responsibilities will include: Providing Compliance oversight of Self-Assurance Activities; Providing Compliance oversight of Third Party Risk Management; Assisting with annual assessment of the Compliance Skills Survey; Compiling the Wholesale Annual Compliance Plan; Aggregating and Analyzing information for the annual Wholesale Staffing Adequacy Assessment; Assisting with Wholesale Compliance reporting, issu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Alternative Investment Associate Attorney The candidate will assist with the development, implementation and updating of business line service offerings designed to meet the regulatory obligations of company's hedge fund... clients. Will know and stay abreast of domestic and offshore laws and rules impacting company and its clients and will work with the business lines to provide processes and systems that meet company's and its clients' needs. Applicable laws and regulations i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
## Tax Senior Manager - Asset Management/Collateralized Loan Obligations ### Job... Summary RSM is the leading provider of professional services to the middle market globally, with a purpose to instill confidence in a world of change, empowering clients and people to realize their full potential. Our Financial Services practice serves a range of clients including asset management, capital markets, financial institutions, specialty finance and insurance clients. We are look... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel - Regulatory Review Attorney The candidate will provide counsel to the company on legal rights and obligations pertaining to specific areas... including preparing and reviewing legal documents, reviewing proposed legislation and regulations and advising management of changes that impact the company. Will provide advice and counsel to executives and line managers concerning the laws that impact their functional areas. Manage the work of outside counsel and preparat... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel Duties: Responsible for providing counsel to the company on legal rights and obligations pertaining to specific areas... including preparing and reviewing legal documents. Generally handles smaller, less-complex tasks than those handled by the Senior Legal Counsel. Identify and analyze legal issues. Prepare and review contracts. Prepare legal memorandums. Provide legal services to certain divisions of the company or with respect to certain legal matters as assig... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will be responsible for managing and overseeing the legal functions of the Bank. Responsibilities include providing direct legal support to the Bank's executive management team, business units and other support centers. Will assist with litigation, corporate governance matters, Board and internal policies, merger and acquisitions, vendor management, risk management, regulatory filings, general corporate matters, miscellaneous legal research and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel The candidate will advise and provide guidance to executive management, business units and support centers of the bank (including retail banking, commercial lending, residential lending, trust services and wealth management, branch administration, marketing and human resources) to help ensure that the legal rights of the Bank are protected, that its legal obligations and potential exposures are... well defined and understood by management and that the Bank and i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel III The candidate will be responsible for providing counsel to the Commercial Banking business on legal rights and obligations pertaining to Equipment Finance... transactions including: Preparing and negotiating legal documents, reviewing proposed legislation and regulations and advising management of changes that impact the company; Providing advice and counsel to executives and line managers concerning the laws that impact Equipment Finance transactions and coll... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here