Title: US Advisor Attorney-Vice President, Assistant General Counsel Job Responsibilities: - Manage legal coverage for the . Funds Management business. - Oversee the creation and management of mutual funds and exchange-traded funds. - Advise on regulatory developments and their implementation. - Provide legal support to...
PF Loan Specialists, Attorneys, Brokers, Underwriters, Title Companies, and... the Banking Markets to gather due diligence and facilitate the loan closing process. - Provides support for the Sales Teams and ensures excellent customer service through daily interactions. - Responsible for...
Title: Technical Director, Advanced Consulting Group Job Responsibilities: As the Technical Director of the Advanced Consulting Group (ACG) Annuity Team, the primary responsibility is to assist Americans in preparing for and living in retirement. This role requires expertise in the tax rules...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Administrator Senior Duties: Will provide administrative support for various administrative and compliance matters. Coordinate the production of consulting agreements and compensation disclosure forms, business cards and other template documents as requested by company's sales and client services staff. Act as NFP Securities, Inc. compliance and licensing liaison. Assist with registered representative transition process for new merger partners, as necessary. Mainta... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Licensing Paralegal Duties: Will provide administrative support for various administrative and compliance matters. Coordinate the production of consulting agreements and compensation disclosure forms, business cards and other template documents as requested by company's sales and client services staff. Act as NFP Securities, Inc. compliance and licensing liaison. Assist with registered representative transition process for new merger partners, as necessary. Maintain b... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Administrator Senior The candidate will coordinate the production of consulting agreements and compensation disclosure forms, business cards and other template documents as requested by GRS sales and client services staff. Act as compliance and licensing liaison. Assist with registered representative transition process for new merger partners, as necessary. Maintain broker-dealer registered representative database and organize compliance files. Provide administrati... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Licensing Paralegal The candidate will provide administrative support for various administrative and compliance matters. Will coordinate the production of consulting agreements and compensation disclosure forms, business cards and other template documents as requested by GRS sales and client services staff. Act as compliance and licensing liaison. Assist with registered representative transition process for new merger partners, as necessary. Maintain broker-dealer reg... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel/Chief Compliance Officer The candidate will reports to the Chief Legal Officer and is responsible for legal and compliance matters as they relate to firm, its affiliated registered investment advisors (RIAs) and broker-dealer, as well as the firm Funds. Will provide day-to-day legal and regulatory support to firm and its RIA and broker-dealer affiliates, as well as to the firm Funds. Interact closely and advise Chief Legal Officer and other senior b... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel and Chief Compliance Officer Responsibilities: Provide day-to-day legal and regulatory support to MIM and its RIA and broker-dealer affiliates. Interact closely and advise Chief Legal Officer and other senior business executives on matters relating to marketing and distribution of various financial solutions, new product development, and fund administration. Negotiation of agreements with financial intermediaries and other third parties relating to the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel and Chief Compliance Officer Responsibilities: Provide day-to-day legal and regulatory support to MIM and its RIA and broker-dealer affiliates. Interact closely and advise Chief Legal Officer and other senior business executives on matters relating to marketing and distribution of various financial solutions, new product development, and fund administration. Negotiation of agreements with financial intermediaries and other third parties relating t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and Benefits: Salary: Not Specified Remote: Yes Benefits: Not Specified Overview Company is looking for a business-savvy lawyer who can balance risk, make sound judgments and win negotiations to serve as its VP, General Counsel. The successful candidate will have 10+ years of broad-based experience in multiple legal disciplines, including federal and state employment law and data privacy and emerging AI. This role is responsible for setting, enforcing,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Claims Consultant The candidate will effectively and astutely analyze complex litigations, assessing liability and evaluating damages including securities class actions and ERISA class actions. Fairly construe insurance policies in connection with reported claims. Clearly and timely communicate claim status and strategies to senior management and to our insureds, defense counsel, brokers and reinsurers, etc. Cogently... negotiate fair resolutions to claims including experience... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Affiliated Distribution Channel The candidate reports to AVP, Associate General Counsel. Manages practice group that supports company’s affiliated broker-dealers and company Financial Network (NFN), the affiliated distribution channel. Manages one attorney, one paralegal professional. Provides legal advice and guidance to NSLLC (company’s affiliated retail broker-dealer), including advice regarding sales practice issues and related disciplinary actions... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here