Title: Senior Paralegal Job Responsibilities: The Senior Paralegal at the company will assume a pivotal role in managing and executing transactions across the company's core businesses, particularly within the real estate sector. This position entails working closely with the eight members of...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will be part of the Legal Risk Sustainability Compliance (LRSC) Team and will act as in-house counsel dedicated to supporting the company's real estate investment funds. The...
Title: Senior Associate, Licensing Acquisition Job Responsibilities: - Possess working knowledge of state regulatory, exam, and licensing processes, including conducting additional research as needed and reviewing work conducted by Associates. - Participate in state money transmission license acquisition, including preparation of...
sector, including hedge funds, private equity, venture capital, broker dealers, and management companies.... Your key duties will include: - Reviewing tax returns prepared by tax staff and seniors to ensure accuracy. - Engaging in all aspects of financial services tax engagements. - R...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Counsel Duties: Provides comprehensive broker-dealer services, innovative technology, and... competitive advisory programs for independent financial professionals and financial institutions associated with its independently managed broker-dealers and investment advisers. Join... a group of highly experienced lawyers who have corporate, litigation, broker-dealer and investment advisory practices.... This opportunity is right for an attorney with a solid basis in the Investment Advis... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel The candidate will develop expertise in firm’s business and the relevant laws and regulations so that you can provide actionable, proactive, practical and sound legal advice to your business and compliance partners. Will work on a wide range of business matters including investment adviser and broker-dealer regulatory compliance (with preference... given to candidates with experience related to the Investment Advisers Act of 1940 and ERISA), foundational corpor... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel The candidate will develop expertise in firm’s business and the relevant laws and regulations so that you can provide actionable, proactive, practical and sound legal advice to your business and compliance partners. Will work on a wide range of business matters including investment adviser and broker-dealer regulatory compliance (with preference... given to candidates with experience related to the Investment Advisers Act of 1940 and ERISA), foundational corpor... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney Duties :Manage outside attorneys representing company in litigation, arbitrations, mediations, and court. Work with insurance carriers and brokers to ensure coverage for cases. Handle some litigation cases in house. Manage litigation docket to efficiently resolve cases. Work with Litigation Paralegal to provide accurate litigation dockets and work with Finance to ensure that reserves are accurate. Work in a number of different legal areas, including broke... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel (Litigation Attorney) The candidate will manage outside attorneys as well as to handle some in-house litigation and manage SEC and FINRA enforcement matters. Will manage outside attorneys representing Cetera in litigation, arbitration, mediation, and court. Manage SEC and/or FINRA enforcement actions. Work with insurance carriers and brokers to ensure coverage for cases. Handle some litigation cases in house. Manage litigation docket to efficiently resolve cas... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel The candidate will support company network of retail broker-dealers and registered investment advisers... by managing outside attorneys, handling some in-house litigation, and working on regulatory investigations and enforcement matters. Manage outside attorneys representing company in litigation, arbitration, mediation, and court. Manage SEC, FINRA and/or state enforcement actions. Work with insurance carriers and brokers to secure coverage. Handle some arbitrat... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Litigation and Corporate Attorney **Members Only** seeks two in house attorneys for growing Legal Department in El Segundo. Company: Based in El Segundo, California, read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Candidate will review and draft contracts, legal memorandums, letters and disclosure documents. Review and prepare regulatory responses and documents. Interact with State and Federal Regulators, as needed, under supervision of more experienced attorneys. Interact with outside counsel under supervision of more experienced attorneys. Participate in business and planning meetings with the ability to offer practical legal advice. Perform legal research. Develop a sophist... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will join a group of highly experienced lawyers who have corporate, litigation, securities and investment advisory practices. A JD degree with a strong academic background is required. Should have solid corporate grounding to develop a sophisticated practice expertise in the context of the independent channel broker-dealer business. Must have 3-10... years of practice experience and background in corporate transactional law, with preference given to candid... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
VP Compliance The candidate will participate in the overall supervision of the firm's Compliance Department and its Registered Representatives. In charge of all Broker/Dealer compliance. Responsible for supervision... of the activities of the firm's RIA and IARs. Supervise outside RIAs maintained by the firm's Representative's, with particular attention paid to issues under NASD Conduct Rule 3040. This includes review of Form ADVs, contracts and marketing materials. Participate... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here