Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will be part of the Legal Risk Sustainability Compliance (LRSC) Team and will act as in-house counsel dedicated to supporting the company's real estate investment funds. The...
Title: Senior Associate, Licensing Acquisition Job Responsibilities: - Possess working knowledge of state regulatory, exam, and licensing processes, including conducting additional research as needed and reviewing work conducted by Associates. - Participate in state money transmission license acquisition, including preparation of...
sector, including hedge funds, private equity, venture capital, broker dealers, and management companies.... Your key duties will include: - Reviewing tax returns prepared by tax staff and seniors to ensure accuracy. - Engaging in all aspects of financial services tax engagements. - R...
Title: Senior Paralegal Job Responsibilities: The Senior Paralegal at the company will assume a pivotal role in managing and executing transactions across the company's core businesses, particularly within the real estate sector. This position entails working closely with the eight members of...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Corporate Transactions The candidate will be part of the Corporate Transactions group within Legal, and advise on a variety of matters handled by that group, including to securities and corporate finance transactions, public company reporting, secured and unsecured lending, real estate transactions, corporate governance, affiliate transactions, and vendor/outsourcing transactions. Client business groups will include Treasury, Accounting, Corporate Communications, De... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will be part of the Corporate Transactions group within Legal, and advise on a variety of matters handled by that group, including to securities and corporate finance transactions and public company reporting, and to a lesser extent, secured and unsecured lending, real estate transactions, corporate governance, affiliate transactions, and vendor/outsourcing transactions. Will not only oversee and manage transactions, but also interface with bus... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will be part of the Corporate Transactions Group within the Legal department, and will primarily advise on matters relating to securities and corporate finance transactions and public company reporting. Primary client business groups will include Treasury, Accounting, SEC Reporting and Corporate Communications. Will not only oversee and manage transactions, but also interface with business groups to advise on strategy and compliance. Will also... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel (Broker-Dealer and Investment Advisers) The... candidate will assist in providing legal counsel to Union Bank’s affiliated broker-dealer and investment advisers, and... to bank departments engaged in Securities Work, including the following: review and advise on issues related to regulatory matters and reporting, new legislation, and compliance questions; review and advise on M&A transactions and transactions with third party service providers; draft, advise on and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Regulatory Policy The candidate will be engaging with the business units to understand the Firm’s broker-dealer and investment advisory activities,... and the potential risks presented by those activities. Will be working with the CCO, the business units, and Legal to develop, refine, and implement policies and procedures for the Firm’s business activities. Monitoring and ensuring compliance with existing policies and written supervisory procedures. Assisting in d... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel Duties: Lead all of the legal, regulatory and compliance functions for the firm and be an active member of the Senior Management Team. Managing outside counsel and regulatory consulting firms, negotiating real estate operating agreements and critical contracts and running all regulatory and compliance functions for the Registered Investment Advisor (RIA) and soon to be formed Broker/Dealer (BD). Serve on executive... committee, participate in Board meetings, a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
II The candidate will work with company's enterprise global services in sourcing and transitioning operations and technology activities to company in-house centers and external service providers. Will be expected to focus on legal compliance in financial services operational risk, technology, data protection, and legal and regulatory requirements related to inter-affiliate servicing relationships and service-provider relationships. Advise and support financial servic... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Wealth Management The candidate will provide advice and counsel on all aspects of the Bank’s Wealth Management Group, with a focus on the Bank’s subsidiary, Investment Services, a retail broker/dealer and registered investment adviser.... Also may assist in other corporate matters such as corporate governance, compliance matters, and various projects supported by the legal department. This position will report to the Senior Counsel – Wealth Management. Provides... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
III - Financial Operations and Technology Attorney for Global Services The candidate will work with bank’s enterprise global services in sourcing and transitioning operations and technology activities to bank’s global in-house centers and external service providers, as well as providing support to other areas in the Legal Department’s eCommerce, Technology, Information & Global Services section. Will be expected to focus on legal and operational-risk aspects of... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel, Group Retirement The candidate will handle a wide-array of legal issues and regulatory inquiries of Group Retirement’s registered broker-dealer/investment adviser (the “Firmâ€). Will... be working closely with senior business and compliance professionals in addressing both day-to-day legal issues involving the Firm as well as supporting routine exams and for-cause matters with state/federal securities regulators and self-regulatory organizations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here