Title: VP - Open Finance Compliance Job Responsibilities: - Define and execute the Open Finance compliance strategy for the ., ensuring alignment with applicable . laws and regulations such as BSA/AML, OFAC, GLBA, CFPB Open Banking rule, and state privacy...
Title: Family Wealth Sr. Fiduciary Advisor Job Responsibilities: 1. Advisory: - Lead the delivery of fiduciary advice as part of client servicing and execution of the client experience. - Develop a strong understanding of family relationships and the needs of current...
Senior Director, Board Leadership Center The candidate... representing the company on board governance and related issues.... support clients at the board/c-suite level. Help drive the... and execution of the Board Leadership Center's (BLC) premier... programs and sponsored/third-party board-level programs. Develop/author articles and......
to company Leadership and Board of Directors on issues... including corporate governance, legal entity and business registration requirements, contracts, intellectual property, regulatory compliance, mergers and acquisitions, and risk management. - Ensure compliance with local, state, and federal laws, covering licensing, labor,...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Counsel, Ethics & Compliance Responsibilities: Collaborate with the VP, General Counsel Compliance & Ethics to develop and implement strategies, global policies and processes for Company’s ethics & compliance program. Collaborate cross-functionally with colleagues to drive implementation of the program. Proactively build relationships throughout Company to gain key partner and stakeholder support and commitment. Communicate regularly and clearly with stakeholders on st... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Paralegal The candidate will provide legal support to a group of mutual funds and corporate clients by: preparing, reviewing, and filing all required periodic forms with the Securities and Exchange Commission (including filings on Forms N-1A, N-CSR, N-Q and N-SAR); handling all aspects of board meeting coordination and post-board... meeting tasks, such as organizing board meeting materials, requesting directors’... meeting attendance fees; handling director corresponden... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will serve as Senior Counsel and Managing Director in the Office of Public Policy and Regulatory Affairs. Will support the strategic objectives of company's Regulatory Reform Steering Committee (RRSC) and will involve advising, counseling, and supporting the Finance and Risk functions and critical Investment Services and Investment Management businesses. Responsibilities will cover: advocacy efforts related to all of the company's regulatory re... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities and Governance Law Duties: Will report to the Senior Counsel, SEC, Governance and Corporate Finance and requires a creative, solutions-driven individual able to juggle multiple tasks. Will handle governance and general corporate work in Law Department. Will provide legal support to the Office of the Corporate Secretary and Global Finance on governance, general corporate and public company reporting matters. Provide legal support for the Office of the Corp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel Duties: Responsible, directly or through subordinates, for furnishing legal advice and services relative to all aspects of the Company’s business and managing its legal function to insure the Company’s assets are preserved, the Company is in compliance with applicable federal, state and local laws, and providing such prophylactic measures as are necessary to eliminate or reduce present and future legal exposure. Contracts Reviews, approves and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel Duties: Responsible, directly or through subordinates, for furnishing legal advice and services relative to all aspects of the Company’s business and managing its legal function to insure the Company’s assets are preserved, the Company is in compliance with applicable federal, state and local laws, and providing such prophylactic measures as are necessary to eliminate or reduce present and future legal exposure. Reviews, approves and drafts a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will be an integral member of the Corporate legal team who will advise with respect to a variety of corporate governance and other legal matters. Will assisting with corporate governance outreach program, preparation and review of proxy statement and other SEC filings, advising with respect to compensation and benefits matters, performing legal research and ensuring compliance with applicable regulations and best practices.. Assist in buildi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will be an integral member of the Corporate legal team who will advise with respect to a variety of corporate governance and other legal matters. Will assisting with corporate governance outreach program, preparation and review of proxy statement and other SEC filings, advising with respect to compensation and benefits matters, performing legal research and ensuring compliance with applicable regulations and best practices.. Assist in buildi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel The candidate will be responsible, directly or through subordinates, for furnishing legal advice and services relative to all aspects of the Company’s business and managing its legal function to insure the Company’s assets are preserved, the Company is in compliance with applicable federal, state and local laws, and providing such prophylactic measures as are necessary to eliminate or reduce present and future legal exposure. Reviews, approves... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Managing Counsel, Investigations Duties: Conduct internal investigations as part of the Global Compliance Investigations Team within the overall Business Conduct Office. The Business Conduct Office is responsible for the Code of Conduct and associated policies and procedures along with related investigations. Responsible for managing special projects as needed. Proper identification, collection, processing, examination and reporting on investigations from beginning to... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here