The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Senior Managing Director, Regulatory Attorney Company is seeking an experienced Regulatory Attorney to join their team as Senior Managing Director. The Regulatory Attorney will advise management on a wide variety of non-consumer federal regulatory matters and regulations effecting Company's bank holding company and national bank. This role will also provide legal advice to internal business units and teams on matters including, but not limited to, BSA/AML, OFAC, Risk an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Closing Specialist Are you looking for a position where you can manage duties related to the processing and closing of commercial loans? Company is looking for a Pre-Closing Closing Specialist to join their team in Bridgeport, CT. This is a full-time position with a competitive salary range of - per hour. The Pre-Closing Closing Specialist is responsible for duties related to the processing and closing of commercial loans to satisfy due diligen... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Analyst The candidate will assist with the annual supervisory and compliance program review and testing for compliance with Investment Advisers Act 206(4)-7, FINRA Rule 3110, 3120, 3130, Anti-Money Laundering Program, and FDIC Regulations governing Trust Departments. Developing new testing procedures as needed and preparing Annual Compliance / Supervisory Reports for Management. Conduct various internal audits, mock SEC/FINRA/FDIC audits and prepare final inspecti... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Documentation Associate The candidate will take on the following responsibilities:? Understanding business needs and preparing documentation requested by IBG’s . and foreign affiliates. Reviewing and preparing banking documentation (including AML and KYC documents). Communicating... with local/foreign banks, exchanges and clearing houses. Drafting corporate resolutions and certificates authorizing strategic business transactions. Obtaining corporate registration docume... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
In-house / Corporate Legal Counsel The candidate will be part of a global team of in-house attorneys collectively responsible for the global coverage of legal and regulatory matters pertaining to privately offered funds administered by the company's global platform. Provide strategic legal advice on high risk matters and global initiatives. Provide timely legal advice and assistance to the global investor services team which is responsible for processing investor tran... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel, Investments Duties: Provide legal and non-legal advice to the General Counsel and other key individuals in the Company; Advise generally on private market transactions for clients of the Company (note that all clients are related regulated (re)insurance companies under common control) and collaborate with finance, tax and accounting teams in connection with the implementation, execution and monitoring of such transactions; Advise generally on MGA t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Deputy US/Canada Asset Management Chief Anti-Money Laundering Officer Duties: Serve as a Deputy Chief AML Officer for Asset Management... division of **Members Only**’s . and Canada Asset Management businesses. Apply strong knowledge of AML regulations to ensure compliance... with the Bank Secrecy Act. Provide BSA/AML subject ma... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Real Estate and Compliance Duties: Reporting directly to the General Counsel and working closely with outside counsel and compliance consultants, the Counsel (Real Estate & Compliance), will take primary day?to?day responsibility for legal matters related to the firm’s real estate separate accounts and funds, as well as for developing, updating, implementing, monitoring, and managing the compliance function at the firm as a registered investment adviser with the SE... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Regulatory Counsel Duties: Primary responsibility for legal advice and guidance to the compliance department in connection with compliance policies and procedures, complex regulatory matters, and related filings. Provide legal guidance and support for investment adviser and B/D compliance policies and procedures and risk management, including code of ethics, insider trading, gifts and entertainment, political contributions, and AML. Provide legal and related... guidance... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel Responsibilities: Assist with day-to-day legal operations of the parent company and affiliates, including its broker-dealer subsidiary and drive related legal strategies for both. Educate and provide counsel to ICR’s executive team and partnership on compliance, risk management, legal issues and corporate governance. Draft and revise client, vendor and employee contracts, negotiating changes where applicable. Advise the broker-dealer subsidiary on com... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here