Job Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice to the company's business regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with the company's clients, service providers, and others regarding contract terms and conditions and other relevant information. - Stay informed
Job Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, which includes preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Perform a broad scope of work during reviews of clients with varying complexity and coordinate and consolidate the work of colleagues during these reviews. - Provide regulatory consulting services t
Job Title: BDC (Business Development Company) Compliance Officer Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the work of project team members. - Perform a broad scope of work during reviews of ACA’s largest and most complicated clients, guiding, coordinating, and consolidating t...
Job Title: Tax Senior Associate Job Responsibilities: - Serve as a trusted member of the engagement team by providing various federal tax compliance and consulting services to industry-specific clients. - Offer tax compliance and advisory services to S-corporations, partnerships, individuals, and corporations, ranging from middle market to multinational companies. - Participate in tax research projects on diverse tax issues, assist in drafting IRS responses, and address inqu
Job Title: Tax Manager Job Responsibilities: - Serve as a valued advisor delivering tax and business advisory services and tax compliance to small business clients. - Work side-by-side with firm leadership to serve clients and build the business, directly impacting the company’s success. - Coach a group of talented staff, utilizing experience to help develop their technical and professional skills. - Provide various tax, accounting, and advisory services to small business...
M&A Tax Manager - Partnership Consulting and Modeling The candidate will interact directly with Partners on matters related to client and engagement management. Model financial transactions to be used in valuation, structuring and negotiation. Prepare detailed memoranda and presentations describing the key attributes of client companies and industries. Assist in the review and analysis of the tax aspects of acquisition and merger agreements and draft tax opinion letters and
M&A Tax Senior Manager - Partnership Consulting and Modeling The candidate will develop and implement transaction advisory services to the clients to meet their complex financial needs. Interact directly with Partners on matters related to client and engagement management. Model financial transactions to be used in valuation, structuring and negotiation. Prepare detailed memoranda and presentations describing the key attributes of client companies and industries. Assist in t