Job Title: Associate General Counsel – Operations &... – Remote Job Responsibilities: The Associate General Counsel will provide legal... advice and counsel to the business operations... within the organization. The role involves analyzing complex legal and operational issues across a variety of...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Vice President, Legal Business Operations/Distribution Duties: Will be reporting directly to the Chief Legal Officer and General Counsel. Will lead a... legal function of attorneys and staff responsible for providing legal support to several primary areas spanning key business operations: fixed and variable annuity business, life insurance business, operations, and sales/distribution (fixed, broker/dealer wholesale and retail). Will... be accountable for oversight of, and hands-on... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - External Products and... Alternative Investments The candidate will primarily support the product development and regulatory initiatives of the external products group of the wealth management products and solutions department. Will be the primary interface with the General Manager and business staff.... Address legal and regulatory issues and interpretations, to draft and negotiate contracts and to review and align, as appropriate, business processes and procedures. Neg... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel Responsibilities : The candidate... will provide legal advice and guidance transaction support to lines of business, demonstrating understanding of general principles of law and... industry regulation applicable to clearing and introducing broker-dealers. Specific focus areas include... clearing, trading, trade reporting, custody/settlement, financial reporting, and complex ownerships. Assist in support of business partner objectives while noting legal risks and reg... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel The candidate will provide... legal advice and guidance transaction support to lines of business, demonstrating understanding of general principles of law and... industry regulation applicable to clearing and introducing broker-dealers. Will focus on clearing,... trading, trade reporting, custody/settlement, financial reporting, and complex ownerships. Assist in support of business partner objectives while noting legal risks and regulatory parameters under various c... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel The candidate will provide... legal expertise for company’s independent distribution channel, focusing primarily on our life and health products, as well as support the products and services of the broker dealer and registered investment... advisor. Manage a staff of legal and compliance professionals that provide a range of legal and compliance support. This role will be critical in delivering well-reasoned, concise counsel that balances business oriented... goals w... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel The candidate will provide... legal counsel to introducing and clearing... broker-dealers, including day-to-day operations, financial... responsibility rules, wealth management products with potential to support some retail retirement business initiatives. Support business partners and colleagues in complex legal matters involving legal research and drafting of agreements, policies, presentations and other documents. Make recommendations for decision-making and cour... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Investments Duties: Provide... a range of legal expertise as part of the investments legal team, which works with business groups that focus primarily on Private Debt, Private Equity, Real Estate Equity, securitization, and other transactions. Handle general corporate matters and prepare... corporate records such as documents related to formation/dissolution of entities, minutes, and amendments. In addition, this position will provide a range of other legal research and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Investments Duties: Provide... a range of legal expertise as part of the investments legal team, which works with business groups that focus primarily on Private Debt, Private Equity, Real Estate Equity, securitization, and other transactions. This position will also handle general corporate matters and prepare... corporate records such as documents related to formation/dissolution of entities, minutes, and amendments. In addition, this position will provide a range of o... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Senior Counsel - Investment Advisory Responsibilities:... Act on behalf of the Managing Counsel concerning all matters affecting... the broker-dealer and investment adviser; to... communicate with and counsel all levels of the... company – including senior management. Review and provide regulatory counsel on broker-dealer and investment... adviser related... matters including advisory agreements, custodial arrangements, selling agreements, compensation arrangements, conflicts of int... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Company Counsel - Retail Brokerage The... candidate will serve as a deputy under the Assistant General Counsel for Retail Brokerage.... Will... interact regularly with senior WIM and CRG business team leaders and with CRG Control Partners in compliance, risk, and with other senior leaders that interface with WIM (., LREI). Act as senior legal advisor to FiNet, CRG – with a specific focus on CRG / PWM integration (WIM Vision) and potentially also RIA (Clearing). Attend meeti... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here