Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: The SVP, Associate General Counsel, Chief Privacy Officer is a pivotal leadership role within the company, responsible for overseeing privacy, technology development, cybersecurity, incident response, data governance, and artificial intelligence...
Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: - Lead a team of dedicated privacy attorneys and professionals, providing guidance on substantive legal issues and contributing to their career development. - Serve as a member of various authorized...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Consultant V - Asset-backed Finance and Commercial Real Estate Capital Markets The candidate will be responsible for developing, implementing and monitoring risk-based compliance programs to identify, assess and mitigate any non-compliance with federal, state or agency law. Will also be responsible for compliance related matters for assigned warehouse lending activities of ABF and CRECMF lines of business and develop a cross-functional knowledge of the products, r... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel Director The candidate will provide legal advice and services to the Financial Services (FS) business and its dually registered investment adviser/broker-dealer services. Specific areas of focus will include advising on the provision of investment advisory services, the distribution of investment products and services, and sales practice and supervision considerations related to the provision of investment advisory and brokerage services through fie... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel - Broker Dealer The candidate will... act a primary legal counsel for company's Investment Services (IS), an SEC/FINRA registered broker/dealer and 50-state licensed insurance... agency which actively operates in 14 states. Will engage with PWM/IS Leadership and provide timely and accurate legal advice, in addition to practical assistance, to Compliance, Risk Management and Audit teammates. Compressively support IS's response to all new requirements impos... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Compliance Officer Duties: Responsible for managing the compliance program of the an institutional broker/dealer services. Provide compliance support... to association individual and Institutional Services with respect to mutual fund distribution. Be responsible for the provision of compliance support including the coordination of oversight, monitoring and partnering of the asset management business development team of association asset management. Enhancing an expand... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Risk/Compl Consultant 6 The candidate will be responsible for conducting regulatory compliance risk management oversight for high risk, complex regulations to assure compliance with applicable regulatory and internal policy requirements, providing subject matter expertise to businesses and support group partners on select regulations and risk topics, and providing regulatory compliance risk expertise and consulting for projects to identify and mitigate regulatory complia... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registration Manager The candidate will oversee Registration functions for the three Broker Dealers associated with company... Advisors. Reports to the Director of Registration and Employee Activities. Responsibilities include the development and execution of a robust registration compliance program supporting all business lines in Wealth Brokerage and Retirement. Manage a large staff of compliance registration professionals that support approximately 29,000 registered team mem... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
III The candidate will work with company's enterprise global services in sourcing and transitioning operations and technology activities to read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
II The candidate will work with company's enterprise global services in sourcing and transitioning operations and technology activities to company in-house centers and external service providers, as well as providing support to other areas in the Law department’s Strategy and Operational Risk Group. Will be expected to focus on legal compliance in operational risk, technology, data protection, and legal and regulatory requirements related to service provider relati... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Services Advisory Director Core AML The candidate should have 9 year(s) of experience. Must have Bachelor's degree. Degree Preferred: Advanced degree such as Juris Doctor, Masters of Business Administration. Certification(s) Preferred: ACAMs/ACFCS and/or CRCM. Knowledge Preferred: Demonstrates intimate knowledge of and proven success with managing multiple compliance-related consulting engagements within a top consulting or accounting firm, including: AML/BSA and O... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant III The candidate supports the Swap Dealer and Derivatives businesses. Will... work with the current compliance program as well as help to identify and implement additional procedures and controls, as needed, to assure compliance with regulatory requirements, firm and company policies and procedures. Gain a detailed understanding of bank, broker dealer and holding company... regulations... is imperative. Participate in industry and company calls to understand an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here