The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Corporate Counsel Internship (AAM) The candidate will be leading global asset management organization with operating businesses in Continental Europe, the United States, and the United Kingdom. With a focus on excellence, trust, and partnership, the companies manage assets for insurance and operating companies, as well as institutional and mutual fund clients around the globe. Some tasks include: ’40 Act research, review of transactions in the private placement and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will support the Chief Compliance Officer in the provision of advice under the Investment Advisers Act of 1940, Investment Company Act of 1940, FINRA rules, the Securities and Exchange Act of 1934, the Employee Retirement Income Security Act of 1974, banking and trust laws of Maryland and Delaware, and other laws and regulations as necessary. Will support the firm's compliance program and its efforts to prevent, detect and correct violations o... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel - INV The candidate will work with, and report to the General Counsel. Will provide legal support, document review, negotiation and counsel related to transactions in the private placement, alternative investment funds, bank loans and public trading areas. Provide legal support, negotiation, and counsel related to problem loan, workout and bankruptcy situations. Provide general legal services in support of state investment related regulatory matters... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Officer The candidate reports to the firm's Senior Managing Attorney and Chief Compliance Officer.... The candidate should have 5+ years of regulatory compliance and/or legal experience with SEC-registered investment adviser, including experience with marketing... material review (., print materials, websites, RFP responses), employee personal trading monitoring, investment guideline issues, and adviser trading issues such as... best execution, soft dollars, trad... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel II - Investment Advisers and Investment Companies Duties: Will report to Chief Counsel, Broker-Dealer. Will be responsible for all legal and regulatory matters arising from the investment management and mutual fund businesses of company's registered investment advisers throughout the United States, including company's capital advisers and company's investments. Will be expected to handle all matters arising out of the assigned businesses and to supervise and ma... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will responsible for assisting with legal matters relating to the . separate account activities of investment advisers, focusing on the review and negotiation of advisory contracts and RFPs for institutions and high-net worth individuals (“Private Asset Managementâ€). Assist as needed with trading and brokerage issues, investment compliance interpretive issues, and assisting in coordinating the filing and updating of Form ADV with the . S... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel The candidate will be providing legal advice and guidance to firm, and other affiliates related to: retirement plan client contracts; trading agreements with non-proprietary mutual fund complexes and collective investment trust sponsors with respect to products held in plans record kept by firm and other business contracts related to the retirement business. Will be providing legal advice, guidance, and coordination for client relationship managers and s... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel / Alternatives Compliance Officer The candidate will support the legal and compliance department in the provision of advice with respect to the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities and Exchange Act of 1934, the Employee Retirement Income Security Act of 1974 (ERISA), SEC No-Action Letters, CFTC rules, National Futures Association rules, state banking and trust laws, other laws and regulations as relevant. Suppo... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Director - Investment Advisory The candidate will provide investment advisory compliance coverage for company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Group's fiduciary policy,... and other relevant Group policies.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Client Compliance Officer Duties: Work with internal constituents and Client Relationship Managers to assist with the private client on-boarding process, including investment management agreement review, investment policy statement review and trust documents as applicable. Work with marketing and client service personnel to assist with the review of marketing materials, RFPs and custom presentations. Identify and address cross-border regulatory issues relating to pri... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here