Attorney in San Francisco, CA

Public Interest

San Francisco, CA

Attorney in San Francisco, CA

Non-practicing Attorney

No

SEO friendly job title:
Associate Principal Investigator, NCP - IRG - All FINRA Locations

H1: Associate Principal Investigator, NCP - IRG - All FINRA Locations
H2: Essential Job Functions

Bullet points:
- Perform intake and assessment of regulatory intelligence received from various sources
- Analyze information, collect additional relevant information, and collaborate with internal and external stakeholders
- Conduct interviews and assess gathered information to identify potential violations of FINRA rules and federal securities laws
- Make recommendations for appropriate regulatory response
- Train and mentor junior staff and new hires
- Conduct specialized areas of review as assigned
- Bachelor's degree or equivalent experience required, advanced degree or law degree preferred
- Strong knowledge of relevant FINRA rules and federal securities laws
- Strong written and verbal communication skills
- Proficiency in computer programs and Office software applications
- Salary ranges vary by location and other factors such as skill set, experience, and education

Salary information:
- Salary ranges vary by location and other factors such as skill set, experience, and education
- Full pay ranges are provided to consider growth potential at FINRA
- Candidates can expect offers within the minimum to mid-point of the salary range

Experience information:
- Bachelor's degree or equivalent experience required
- Advanced degree or law degree preferred
- Strong knowledge of relevant FINRA rules and federal securities laws

Bold headlines:
- Essential Job Functions
- Education/Experience Requirements
- Salary Information
- Experience Information
- Important Information

H1: Associate Principal Investigator, NCP - IRG - All FINRA Locations
H2: Essential Job Functions
H2: Education/Experience Requirements
H2: Salary Information
H2: Experience Information
H2: Important Information

Salary information:
- Salary ranges vary by location and other factors such as skill set, experience, and education
- Full pay ranges are provided to consider growth potential at FINRA
- Candidates can expect offers within the minimum to mid-point of the salary range