Corporate - Securities and Capital Markets Attorney in Malvern, PA

In-House

Malvern, PA

Corporate - Securities and Capital Markets Attorney in Malvern, PA

Attorney

Min 3 yrs required

No

Job Title: Senior Counsel, Capital Markets

Job Responsibilities:

- Provides legal advice to the company’s investment management business leaders and business units, particularly those involved in fixed income and municipal investments. This ensures that their activities, policies, business practices, and transactions comply with all relevant laws and regulations.

- Reviews and negotiates legal documents related to the company’s investment management activities, including those concerning fixed income and municipal security investments, as well as correspondence of legal significance.

- Monitors, analyzes, and responds to legislation and regulatory developments to ensure that they are adequately addressed and that the company's interests are protected.

- Represents the organization in complex, controversial, significant, or specialized legal proceedings to safeguard the organization’s interests.

- Directs the work performed by outside counsel, reviewing and evaluating their findings and suggestions to ensure accuracy and compliance.

- Maintains a high level of expertise in applicable areas of the law, the company's business, and the investment industry. This includes staying abreast of industry and regulatory developments affecting the company and maintaining affiliations with relevant industry, compliance, and risk associations.

- Coaches junior staff and assists in resolving problems.

- Participates in special projects and performs other duties as assigned.

Education and Experience Information:

- Minimum of three years of related legal work experience is required.

- An undergraduate degree and a law degree (JD) are required.

- Legal analysis experience is required.

- Knowledge of securities regulations applicable to public finance, fixed income, and/or municipal securities markets is required.

Special Factors:

- Sponsorship: The company is not offering visa sponsorship for this position.

About the Company:

How We Work:

The company has implemented a hybrid working model for the majority of its crew members. This model is designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. The company believes that its mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

Salary Information:

The text does not provide specific salary information for the position.