Senior Director, Special Investigations Unit

Full-time

No

Organization: FINRA

Job Title: Senior Director, Special Investigations Unit

Experience: Significant securities, compliance, or financial regulatory experience

Salary:

- California: Minimum Salary $171,900, Maximum Salary $351,200
- Washington DC: Minimum Salary $171,900, Maximum Salary $336,600
- Colorado/Hawaii: Minimum Salary $149,600, Maximum Salary $292,600
- New York, NY: Minimum Salary $179,600, Maximum Salary $351,200
- Washington: Minimum Salary $149,600, Maximum Salary $336,600

H1: Senior Director, Special Investigations Unit - Any FINRA Location
H2: Oversee AML and Anti-Fraud Investigations for FINRA

- Lead a team of AML and fraud specialists
- Develop and execute strategies to accomplish department objectives
- Provide guidance and feedback to staff
- Identify and develop regulatory strategies for new and emerging risks
- Conduct AML and fraud investigations and reviews
- Implement data analytics to identify suspicious conduct
- Share intelligence with internal and external stakeholders
- Collaborate with other regulators and law enforcement agencies
- Represent FINRA at industry events
- Significant experience in securities, compliance, or financial regulation
- Strong knowledge of AML and fraud regulations and risks
- Experience with data analytics methods and tools
- Strong leadership and team-building skills
- Excellent written and verbal communication skills
- Commitment to diversity and inclusion
- Ability to demand clarity and accountability
- Bachelor's degree in related field, advanced degree or certification preferred

Not specified.

Comprehensive health, dental and vision insurance, life and disability insurance, 401(k) plan with company match, tuition reimbursement, volunteer service days, and various other benefits.

Not specified.

Leadership, Team Management, Strategic Thinking, Risk Management, Problem Solving, Communication, Data Analysis, Compliance, Regulatory Strategy, Training and Development, Industry Knowledge, Financial Regulation, Diversity and Inclusion, Conflict Resolution, Employee Relations, Benefits Administration, Time Management, Confidentiality, Securities Accounts Management, Equal Opportunity Compliance, Affirmative Action Compliance, Disability Accommodations, Veteran Employment.

Bachelor's Degree in Accounting, Finance, Economics, Business Administration, Data Analytics or related fields preferred. Advanced degree, relevant certification, or law degree a plus.

Submit an application on FINRA's career site.

Qualification and Experience Bachelor's Degree in Accounting, Finance, Economics, Business Administration, Data Analytics or related fields preferred. Advanced degree, relevant certification, or law degree a plus.

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