Investment Management - Financial Institutions Midlevel Associate

3-5 yrs required

Full-time

No

Midlevel Associate - Investment Management - Financial Institutions: Join a Top International Law Firm in New York, Philadelphia, or Washington, DC

H1: Morgan Lewis Seeks Midlevel Associate in Investment Management - Financial Institutions

H2: Join a Prestigious Law Firm in New York, Philadelphia, or Washington, DC

Morgan, Lewis & Bockius LLP, a top international law firm, is currently seeking a highly qualified midlevel associate with law firm experience to join our Investment Management – Financial Institutions practice group in either New York, Philadelphia, or Washington, DC. We are looking for a candidate with 3-5 years of experience in investment adviser regulatory matters, preferably with prior experience at a law firm or the Securities and Exchange Commission.

As a midlevel associate, you will have the opportunity to work with top tier investment management firms, providing counsel on various investment adviser regulatory matters such as registration, compliance policies, and SEC regulatory examinations. You will also have the chance to work on developing new products and services for our clients.

The successful candidate will have excellent academic credentials and strong organization, drafting, communication, and analytical skills. They must also be an active member of the bar in the state of the Morgan Lewis office for which they are applying.

At Morgan Lewis, we value the contributions of our employees and offer a competitive salary and benefits package. For this position, the salary range is $225,000 to $435,000 for New York locations. However, the final salary or hourly wage offered will be determined during the interview process and may vary based on factors such as prior experience, relevant expertise, and current business needs. The total compensation package may also include a full range of medical, financial, and other benefits, dependent on the position offered.

If hired, you will be in an "at-will position" and the firm reserves the right to modify base salary and other discretionary payments or compensation and benefit programs at any time, based on individual performance, firm or department performance, and market factors.

Required Qualifications:

3-5 years of experience in investment adviser regulatory matters
Comparable law firm experience and/or experience at the Securities and Exchange Commission
Familiarity and demonstrated experience with the Investment Advisers Act of 1940 and other federal securities laws
Experience counseling top tier investment management firms on regulatory matters
Excellent academic credentials and strong organization, drafting, communication, and analytical skills
Active member of the bar in the state of the Morgan Lewis office for which you are applying

Responsibilities:

Provide counsel on investment adviser regulatory matters, including registration, conflicts of interest, compliance policies, and SEC regulatory examinations
Assist with the development of new products and services for clients
Stay up-to-date on relevant laws and regulations in the investment management industry
Collaborate with colleagues and clients to achieve successful outcomes

If you are a highly qualified midlevel associate with a strong background in investment adviser regulatory matters, we encourage you to apply for this position at Morgan Lewis. We are a prestigious law firm with a global presence and a commitment to providing our clients with exceptional legal services. Join our team and take your career to the next level. Apply now and become a part of our dynamic and growing Investment Management – Financial Institutions practice group.

Not specified

Medical, financial, 401(k) eligibility, paid time off (vacation, sick time, parental leave)

Not specified

Investment adviser regulatory matters, Securities and Exchange Commission, Investment Advisers Act of 1940, federal securities law, counseling, registration, conflicts of interest, disclosure, compliance policies, procedures, advertising, marketing, SEC regulatory examinations, enforcement defense, new products, services, academic credentials, organization, drafting, communication, analytical.

Not specified

Accepting submissions from search firms

Qualification and Experience Active member of the bar in the state of the Morgan Lewis office for which you are applying.

Legal