Investment Management - Financial Institutions Midlevel Associate

3-5 yrs required

Full-time

No

The law firm of Morgan, Lewis & Bockius LLP, is seeking a midlevel associate with 3-5 years of experience in investment adviser regulatory matters to join our Investment Management – Financial Institutions practice group. This position is available in our New York, Philadelphia, or Washington, DC office.

Responsibilities:

Advise top tier investment management firms on investment adviser regulatory matters, including registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations and enforcement defense, and the development of new products and services.
Provide guidance and support for clients in navigating the Investment Advisers Act of 1940 and other federal securities laws.
Conduct thorough research and analysis on relevant regulatory issues and developments.
Collaborate with other attorneys and professionals within the firm to provide comprehensive and strategic legal advice.
Maintain excellent communication and relationships with clients.

Qualifications:

3-5 years of experience with investment adviser regulatory matters.
Prior experience at a law firm or the Securities and Exchange Commission.
Strong understanding of the Investment Advisers Act of 1940 and other federal securities laws.
Excellent academic credentials.
Active membership in the bar of the state where the Morgan Lewis office is located.

Salary Information:

Salary range for this position in New York is $225,000 to $435,000.
Final salary offered may be outside of this range and will be determined based on various factors, including prior experience, relevant expertise, and market factors.
Total compensation package may include a full range of medical, financial, and other benefits.
Details of benefits will be provided if an offer of employment is extended.
Employee will be in an "at-will position" and salary may be modified at any time based on individual and firm performance, as well as market factors.

Job Title:
Midlevel Investment Management Associate - Financial Institutions Practice Group

Experience:
3-5 years of experience with investment adviser regulatory matters at a law firm or the Securities and Exchange Commission.

Responsibilities:

- Advise top tier investment management firms on regulatory matters including registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations and enforcement defense, and the development of new products and services.
- Provide guidance and support for clients navigating the Investment Advisers Act of 1940 and other federal securities laws.
- Conduct research and analysis on relevant regulatory issues and developments.
- Collaborate with other attorneys and professionals to provide comprehensive and strategic legal advice.
- Maintain strong communication and relationships with clients.

Qualifications:

- 3-5 years of experience with investment adviser regulatory matters.
- Prior experience at a law firm or the Securities and Exchange Commission.
- Strong understanding of the Investment Advisers Act of 1940 and other federal securities laws.
- Excellent academic credentials.
- Active membership in the bar of the state where the Morgan Lewis office is located.

Salary Information:

- Salary range for this position in New York is $225,000 to $435,000.
- Final salary offered may be outside of this range and will be determined based on various factors, including prior experience, relevant expertise, and market factors.
- Total compensation package may include a full range of medical, financial, and other benefits.
- Details of benefits will be provided if an offer of employment is extended.
- Employee will be in an "at-will position" and salary may be modified at any time based on individual and firm performance, as well as market factors.

H1: Midlevel Investment Management Associate - Financial Institutions Practice Group

H2: Join a Top Law Firm in New York, Philadelphia, or Washington, DC

Bold Headline: Midlevel Associate with Investment Adviser Regulatory Experience Wanted at Leading International Law Firm

Summary:
Morgan, Lewis & Bockius LLP, a top international law firm, is seeking a highly qualified midlevel associate with 3-5 years of experience in investment adviser regulatory matters to join their Investment Management – Financial Institutions practice group in New York, Philadelphia, or Washington, DC. The successful candidate will have a strong understanding of federal securities laws and experience advising top tier investment management firms. The salary range for this position in New York is $225,000 to $435,000, with potential for additional benefits. The firm values academic excellence and strong communication skills, and is looking for an active member of the state bar to join their team. Apply now to be part of a dynamic and prestigious law firm.

Not specified

Medical, financial, 401(k) eligibility, vacation, sick time, parental leave (dependent on position offered)

Not specified

Investment adviser regulatory matters, Securities and Exchange Commission, Investment Advisers Act of 1940, federal securities law, counseling, registration, conflicts of interest, disclosure, compliance policies, procedures, advertising, marketing, SEC regulatory examinations, enforcement defense, new products, services

Law degree

Interested candidates may submit their application through search firms

Qualification and Experience Law degree, 3-5 years of experience with investment adviser regulatory matters, prior law firm experience and/or experience working at the Securities and Exchange Commission, active member of the bar in the state of the Morgan Lewis office for which you are applying

Legal