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Investment Funds, Regulatory Associate

Full-time 92 views

Law Firm

New York City, NY, United States

Investment Funds, Regulatory Associate

Attorney

1-5 yrs required

Full-time

No

Investment Funds, Regulatory Associate The candidate ‘must have Juris Doctor, Master of Law, or foreign equivalent. Requires admission to the New York State bar. Requires 1 to 5 years of experience working as an Associate in the Investment Management practice group of a global law firm. Prior experience must include advising fund sponsors on the formation and operation of investment funds. Experience must include reviewing offering materials, organizational documents and agreements, including private placement memoranda (PPM) and limited partner agreements (LPA). Experience advising clients on compliance with the Investment Advisers Act of 1940. Experience preparing annual filings for submission to the SEC and responding to examinations. Experience researching and preparing memoranda regarding the regulation and operation of private investment funds.

Legal

Feb 11, 2024
Oct 29, 2023
Jul 22, 2021

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Law Firm

Attorney

1-5 yrs required

Full-time

Legal

Oct 29, 2023

Feb 11, 2024

Oct 29, 2023

Profile

Investment Funds, Regulatory Associate The candidate ‘must have Juris Doctor, Master of Law, or foreign equivalent. Requires admission to the New York State bar. Requires 1 to 5 years of experience working as an Associate in the Investment Management practice group of a global law firm. Prior experience must include advising fund sponsors on the formation and operation of investment funds. Experience must include reviewing offering materials, organizational documents and agreements, including private placement memoranda (PPM) and limited partner agreements (LPA). Experience advising clients on compliance with the Investment Advisers Act of 1940. Experience preparing annual filings for submission to the SEC and responding to examinations. Experience researching and preparing memoranda regarding the regulation and operation of private investment funds.

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