Job Details

Director, Corporate Counsel

Company name

PGIM, Inc.

Organization Type

In-House

Job Type

Attorney

Years of Experience

Min 5 yrs required

Location

Hartford, CT

Date Last Verified

Feb 16,2018

Posted on

Feb 09,2018
Practice Area
Corporate >> Corporate - General
Litigation >> Litigation - Insurance
  Employer Sponsored Job (Free to apply to)
 
64 hits

Profile

Director, Corporate Counsel The candidate will provide legal and regulatory advice and counsel to the broker-dealer supporting Prudential’s investment management, retirement and group insurance businesses. Will provide legal and regulatory advice and counsel to the broker-dealers supporting Prudential’s life and annuity businesses. Represent and counsel Prudential’s insurers and broker-dealers with respect to federal and state regulatory matters as well as FINRA. Work closely with Business Unit Law Departments, as well as Compliance and Risk Management Departments to provide legal analysis and counsel relating to the sales, supervision and distribution of mutual funds, registered insurance products and securities as well as business initiatives. Keep management and other personnel up to date on pertinent legal, regulatory and industry developments. Draft and negotiate selling agreements and other distribution.

Qualification and Experience

The candidate must have 5 years of legal experience. Should have JD degree from an accredited law school, be admitted to practice law in at least one state, and New Jersey In-House Counsel License, as applicable, within the required time. Must have experience as broker-dealer counsel, including providing advice regarding FINRA, SEC and state rules. Demonstrated knowledge of the operations of retail broker-dealers is required. Must have knowledge of the distribution and regulation of insurance and securities products. Exposure to the following areas will also be helpful: corporate governance, insurance and securities law, advertising, and privacy laws is required.

Additional info

Ref DIS000AE

Company info

Hiring Coordinator
PGIM, Inc.
655 Broad St
Newark, NJ 07102

Similar Jobs:

Director, Compliance Investigations The candidate will be responsible for initially assessing, and, as warranted, investigating internal and external allegations and reports regarding potential violations of, among other things, ...
Corporate Attorney The candidate will provide hands-on legal counsel and representation for a major international heavy civil and infrastructure construction contractor which is heavily involved with substantial design/build and ...
Vice President, Corporate Counsel - Annuities The candidate will provide counsel and support to company's Annuities business on variable and fixed annuity product development, maintenance and marketing. Will provide cross-busines...