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Investment Company Act Paralegal Jobs in Beverly Hills

Job info
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
Jun 21, 17
Info Source
Recruiter
Major, a plus) and/or Paralegal Certificate from an ABA... industry. Working knowledge of Investment Advisor Act, 1940 Act... (Investment Company Act), other securities... regulations and/or FINRA Rules preferred; ERISA and DOL (Department of Labor) knowledge in the area of retirement... read more
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
Jul 12, 17
Info Source
Recruiter
Major, a plus) and/or Paralegal Certificate from an ABA... needed. Working knowledge of Investment Advisor's Act, 1940 Act... (Investment Company Act), other securities... regulations and/or FINRA Rules preferred. ERISA and DOL (Department of Labor) knowledge in the area of retirement... read more
Company
In-House
Experience
Min 5 yrs required
Location
Culver City, CA
Posted Date
Aug 16, 17
Info Source
Employer
Paralegal the day-to-day management of company intellectual property matters, including... communications between the company and outside IP counsel,... act as liaison to relay... in support of licensing, investment, IPOs, or other activities.... distribution and communication of company policies and procedures to...... read more
Company
In-House
Experience
Min 5 yrs required
Location
Burbank, CA
Posted Date
Jul 16, 17
Info Source
Employer
Manager - Legal Responsibilities: Act as the primary liaison... projects to enable critical investment decisions. Build and nurture... relationships with legal technology vendors, service providers, and internal resources. Enable innovation and continuous improvement to drive efficiency and value. Work across... read more
Company
In-House
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Jul 22, 17
Info Source
Employer
U.S. open and closed-end investment companies including review and... of open and closed-end investment company board meeting materials... and legislation, specifically the Investment Company Act of 1940,... FINRA, Investment Advisers Act and the... Act. Certified as Paralegal. Previous investment management experience or knowledge...... read more
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