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Investment Company Act Paralegal Jobs in Beverly Hills

Job info
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
May 17, 17
Info Source
Recruiter
Major, a plus) and/or Paralegal Certificate from an ABA... preferred. Working knowledge of Investment Advisor's Act, 1940 Act... (Investment Company Act), other securities... regulations and/or FINRA Rules preferred. ERISA and DOL (Department of Labor) knowledge in the area of retirement... read more
Company
In-House
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Jun 13, 17
Info Source
Employer
U.S. open and closed-end investment companies including review and... of open and closed-end investment company board meeting materials... and legislation, specifically the Investment Company Act of 1940,... FINRA, Investment Advisers Act and the... Act. Certified as Paralegal. Previous investment management experience or knowledge...... read more
Company
In-House
Experience
Min 1 yrs required
Location
Los Angeles, CA
Posted Date
Jun 23, 17
Info Source
Employer
Paralegal-Credit Documentation Support Duties: Provide... Solutions and Global Wealth Investment Management through their document... for single bank deals. Act as primary manager of... the IntraLinks exchange which involves granting and removing access for outside counsel at the direction of internal... read more
Company
In-House
Experience
Min 2 yrs required
Location
El Segundo, CA
Posted Date
Jun 24, 17
Info Source
Employer
Paralegal The candidate will support... attorneys advising the retail investment advisory, asset management and... an attorney and senior paralegal. Supports litigation attorneys and... senior paralegal in all facets of... materials for case preparation. Act as liaison among various... internal departments... read more
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