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Compliance, Control Room, Senior Analyst/Associate
Responsibilities: Interacting... with certain legal and regulatory obligations. Liaising with Legal... pursuant to certain legal, regulatory and/or policy considerations. Applying... the Research Settlement rules to facilitate communications between Equity Research and Investment Banking personnel....
Attorney-Adviser (General), GS-0905-12/12
Duties: Serves... a timely manner. Advises senior leadership of the alternatives... on the impact of regulatory changes. Provides advice, assistance,... opinions to commanders and senior staff regarding military justice... options. Prepares and renders legal advice on disciplinary...