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the regulatory, audit, and compliance exam results of PCS.... issues are raised. Ensure compliance and risk management policies,... staff to identify fiduciary legal administrative, or investment risks... prior to presenting... read more
Senior Compliance Manager
Duties: Assist the... Divisional Compliance Officer/Director, Compliance in supervising... of the business units’/divisions’ Compliance Departments. Prevent, detect and... and assigns projects to Compliance Managers, Compliance Analysts, technical... supervise overall performance of compliance department staff. Reviews and... Compliance related meetings. Assists the legal department with state insurance......
candidate will provide effective legal and regulatory advice and... and wholesale internet businesses. Legal responsibilities will focus principally... product managers, risk and compliance managers, IT professionals, technologists,... system architects, and data security professionals in the design and implementation of mass-marketed...
and foremost on providing legal advice to the organization’s... position is to provide legal advice and counsel to... be asked to provide legal advice on other compliance... they are consistent with legal obligations and corporate privacy... research regarding data privacy legal issues affecting company’s business,... legal...