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Finra Attorney Jobs in Newark

Job info
SPONSOREDJOB
Company
Scotiabank
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jul 11,17
Info Source
by the SROs, including finra Notices to Members. Coordinate... and external examinations, including finra exams, audits, inquiries, annual... setting. Extensive knowledge of finra broker-dealer rules, including those... related to AML/OFAC... read more
SPONSOREDJOB
Company
The Financial Industry Regulat...
Experience
Min 9 yrs required
Location
New York City, NY
Posted Date
Jul 14,17
Info Source
or assist in representing finra in disciplinary hearings as... its staff attorney including marshaling, organizing and... presenting documentary and testimonial evidence, cross-examining witnesses, and providing opening and closing arguments. Evidence... read more
Company
Law Firm
Experience
Min 2 yrs required
Location
Jersey City, NJ
Posted Date
Jul 14, 17
Info Source
Employer
Junior Associate Attorney The candidate will join... an office practicing general litigation, insurance coverage, product liability and asbestos defense litigation. Must have 2+ years of experience, New Jersey and New York licenses, excellent research and writing skills, as well as... read more
Company
In-House
Experience
3-7 yrs required
Location
Jersey City, NJ
Posted Date
Jul 24, 17
Info Source
Employer
Counsel, Accident & Health Division Duties: Coordinates and directs the legal affairs of Accident & Health Division (“A&H”). Provides legal counsel and guidance on the ordinary and special activities of the A&H. Ensures maximum protection of A&H legal rights, utilizing... read more
Company
In-House
Experience
8-10 yrs required
Location
Jersey City, NJ
Posted Date
Jul 24, 17
Info Source
Employer
related to existing SEC, FINRA, MSRB, SRO, rules and... regulations as they pertain to the broker dealer and investment advisor industries. Act as SME and point person for IRS Code, ERISA, and DOL related questions. Interface with cross-functional team developing... read more
Company
Recruiter
Experience
Min 2 yrs required
Location
Jersey City, NJ
Posted Date
May 25, 17
Info Source
Recruiter
Litigation Associate The candidate should have 2+ years experience to specialize in securities litigation. Prior securities experience is considered. Complex litigation experience is considered.... read more
Company
Law Firm
Experience
4-6 yrs required
Location
Short Hills, NJ
Posted Date
Jul 20, 17
Info Source
Employer
Attorney The candidate must possess... a J.D. degree from an accredited law school with outstanding academic credentials; 4-6 years of commercial litigation experience, with an emphasis on complex commercial litigation; New York experience a plus. NJ Bar admission required; NY... read more
Company
Law Firm
Experience
Min 5 yrs required
Location
Short Hills, NJ
Posted Date
Jul 20, 17
Info Source
Employer
Attorneys The candidates with NY & NJ Bar admissions is required. Proven track record and $500K growing portable book of business for office is a must.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Jul 25, 17
Info Source
Employer
business group on MSRB, FINRA, SEC and other applicable... rules and regulations that impact their business. Work directly with the business, legal and control function management. Respond to ad hoc requests from internal and external sources, and work on other... read more
Company
Law Firm
Experience
2-3 yrs required
Location
Roseland, NJ
Posted Date
Jul 19, 17
Info Source
Employer
Associate - Securities The candidate will focus on securities, capital markets, and complex commercial litigation. Must have 2 - 3 years of experience. Law Review, law journal, and clerkship experience are preferred.... read more
Company
Law Firm
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Jul 25, 17
Info Source
Employer
Staff Attorney - Financial Services Litigation... The candidate should ideally have 1 year of litigation experience. Strong academic and professional credentials required. Candidates must be or become licensed with the New York State Bar and in good standing.... read more
Company
Law Firm
Experience
2-5 yrs required
Location
New York City, NY
Posted Date
Jul 20, 17
Info Source
Employer
Appellate Attorney The candidate should preferably... have 2-5 years of defense litigation experience in general liability matters. Experience in writing appellate briefs and arguing appeals is desired. Excellent writing skills are essential.... read more
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