Your search results
15 jobs found for

Corporate Regulatory Attorney Jobs in Monroe

Job info
Company
In-House, LPL Financial
Experience
Min 10 yrs required
Location
Fort Mill, SC
Posted Date
Jun 22, 17
Info Source
Employer
manage a variety of regulatory examinations and investigations with... of one or more Regulatory Investigations and Counseling analysts... supervision. Manage and defend regulatory examinations and investigations involving... persons. Evaluate legal and regulatory risk and exposure, coordinate... and status updates of regulatory matters for executive management.... regulatory... read more
Company
In-House, LPL Financial
Experience
3-5 yrs required
Location
Fort Mill, SC
Posted Date
Jun 22, 17
Info Source
Employer
Corporate AVP, Associate Counsel The... of a dual registrant. Legal analysis of compliance and regulatory issues affecting the company... as RIA and broker-dealer. Assistance with maintenance of firm’s retirement, brokerage and advisory platforms including SMA, UMA and other wrap programs.... read more
Company
Recruiter
Experience
7-10 yrs required
Location
Charlotte, NC
Posted Date
Jun 22, 17
Info Source
Recruiter
Attorney - Corporate The candidate will provide... experience 7-10 years practicing attorney. Should have substantial experience... best practices; the cross-industry Self-Regulatory Program for Online Behavioral Advertising; and general legal and regulatory issues presented by text... marketing and social media marketing.... read more
Company
In-House, Ally Financial Inc.
Experience
7-10 yrs required
Location
Charlotte, NC
Posted Date
Jun 23, 17
Info Source
Employer
Attorney Counsel, responsible for the Corporate Treasury function. Responsibilities may... span securities-law matters, corporate governance, and related transactions.... Communications functions. Advise on regulatory inquiries from the SEC... and other regulatory authorities. Draft and review... changes in the law, regulatory pronouncements, and regulatory enforcement...... read more
Company
In-House
Experience
Min 15 yrs required
Location
Charlotte, NC
Posted Date
Jun 22, 17
Info Source
Employer
Offerings and Services Regulatory Compliance Counsel The candidate... the legal support for regulatory compliance of company offerings... within offerings and services regulatory compliance subgroup. Will be... regulatory management, V&A and other Corporate functions. Collaborate with litigation,... government relations and corporate investigations teams to design...... read more
Company
In-House
Experience
Min 2 yrs required
Location
Charlotte, NC
Posted Date
Jun 23, 17
Info Source
Employer
will: establish and maintain corporate governance programs; support Compliance... to new laws, regulations, Corporate and Wholesale requirements and... of new laws, regulations, Corporate and Wholesale requirements and... information required pursuant to Corporate, Wholesale and regulatory requirements.... regulatory knowledge of industry regulations, Corporate and Wholesale policies and...... read more
Company
In-House, Oracle Corporation
Experience
Min 2 yrs required
Location
Charlotte, NC
Posted Date
Jun 23, 17
Info Source
Employer
providing a variety of corporate and commercial legal services.... issues involving government and regulatory compliance. Responds to ad... specialty area(s), (e.g., general corporate law, antitrust/competition law, securities... compliance and regulatory, employment law, immigration law,... cloud transactions, data privacy, risk management... read more
Company
In-House
Experience
5-8 yrs required
Location
Charlotte, NC
Posted Date
Jun 14, 17
Info Source
Employer
Corporate Counsel Responsibilities: Be an... with a variety of corporate matters including organizational documents,... structure, and management of corporate entities. Assist with management... of intellectual property portfolio. Work closely with General Counsel on risk assessment and on compliance-related processes and... read more
Company
In-House
Experience
6-10 yrs required
Location
Charlotte, NC
Posted Date
Jun 19, 17
Info Source
Employer
Corporate Counsel II, Performance Services... with Premier members, vendors, regulatory agencies and with outside... respect to contractual and regulatory issues. Research legal issues... General Counsel and Sr. Corporate Counsel with transactional matters,... special projects and governmental/media relations matters as needed.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Jun 22, 17
Info Source
Employer
team to respond to regulatory inquiries and complaints. Support... have 5+ years of corporate legal department or law... firm experience. Experience in managed care contracting strongly preferred. Clinical experience a plus. Broad knowledge of the health care and insurance industries... read more
Narrow Your Search Results - Try Advanced Search

Search All Monroe Corporate Regulatory Attorney Jobs

Also Search corporate regulatory attorney Jobs near Monroe, NC: