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publicly traded companies on securities offerings, federal securities laws,... stock exchange regulations, Sarbanes... Oxley Act, Dodd-Frank Act compliance matters, and corporate governance issues. The ideal candidate will have a strong academic background and substantial experience in a large law firm...
as a Public Company Associate in our San Francisco office. We are seeking a highly qualified candidate with at least four years of experience in advising public companies on securities law compliance, disclosure, and... corporate governance matters. This position offers...
provide support in day-to-day securities law counseling, SEC reporting,... and corporate governance matters. The ideal candidate should have 4 or 5 years of experience advising public companies on securities law compliance, disclosure, and... corporate governance. Superior academic credentials, strong communication...
seeking a skilled Litigation Securities Associate Attorney to join... have substantial experience in securities litigation, with a strong... of financial markets and regulatory compliance. Duties and Responsibilities:Conduct legal research and draft pleadings, motions, and discovery materials related to securities litigation cases....
Overview: A law firm in San Francisco, CA, is seeking a Capital Markets/Fintech/Securities Associate Attorney with 3-5 years of experience to join their team. The ideal candidate will have a strong background in advising on equity and debt capital markets...
law firm in San Francisco, CA, is seeking an Investment Services Associate Attorney with 4-7 years of experience in managing legal matters related to registered investment companies and investment advisers. The ideal candidate will have a strong background in handling...
Mid- to Senior-level Corporate Securities Associate The candidate will... a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including representing public and private companies in connection with general corporate and securities laws matters, securitie...
markets. The ideal candidate will possess significant law firm experience, a solid commitment to excellent client service, and significant experience in public securities offerings, including equity and... debt. Strong interpersonal skills and a motivated, entrepreneurial outlook are essential. The...
non-governmental regulator for all securities firms doing business with... maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...
Department: Enforcement Salary: $146,200 - $296,100 per year Experience: 13 years of litigation experience Essential Job Functions: - Represent FINRA in complex disciplinary proceedings involving violations of securities laws and rules. -... Represent FINRA in non-disciplinary hearings...